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Alain Guerra

INSIGNEO ADVISORY SERVICES
MIAMI, FL
·CRD# 4639785·23 years registered

Professional Summary

Alain Guerra is a registered financial advisor currently at INSIGNEO ADVISORY SERVICES, LLC located in Miami, Florida and INSIGNEO SECURITIES, LLC located in Miami, Florida. Alain is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Alain has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years registered in the securities industry

Current & Past Employments

Current

INSIGNEO ADVISORY SERVICES, LLCCurrent·CRD# 282589
RIA
1221 Brickell Avenue 27th Floor, Miami, FL 33131
March 16, 2021 - Present
INSIGNEO SECURITIES, LLCCurrent·CRD# 29249
BD
1221 Brickell Ave 27th Floor, Miami, FL 33131
March 10, 2021 - Present

Past

WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Miami, FL
January 29, 2007 - March 22, 2021
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Miami, FL
April 21, 2003 - March 22, 2021

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Current Firm

IA
INSIGNEO ADVISORY SERVICES, LLC

1202 WEALTH MANAGEMENT | TRANSATLANTIC INVESTMENT PARTNERS, LLC | THE PRIVATE WEALTH GROUP | THE BAY WEALTH GROUP | THE AMERICAS FINANCIAL GROUP | TENET GLOBAL ADVISORS | STONE CAPITAL MANAGEMENT | SAILBRIDGE WEALTH MANAGEMENT | RONIN CAPITAL | REL CAPITAL ADVISORS | PRUDENT WEALTH ADVISERS | PLUTUS PRIVATE WEALTH | PHOENIX PRIVATE CLIENT GROUP | MVR WEALTH MANAGEMENT | MVP WEALTH MANAGEMENT | LEGACY ADVISORY GROUP | INSIGNEO ADVISORY SERVICES, LLC | HONEST WEALTH, LLC | HILLGUARD WEALTH MANAGEMENT LLC | GREEN GROVE WEALTH MANAGEMENT, LLC | GLOBAL INVESTOR ADVISORY SERVICES, LLC | GAP WEALTH MANAGEMENT | FORTIS PRIVATE WEALTH ADVISORS | FIORE CAPITAL ADVISOR LLC | EMERALD WEALTH ADVISORS | DM WEALTH MANAGEMENT GROUP | DIAZ-BAZAN ASSET MANAGEMENT LLC | DIAZ-BAZAN ASSET MANAGEMENT | CARRILLO WEALTH MANAGEMENT | BORRELI CAPITAL MANAGEMENT | BAYFRONT GROUP, LLC | AVENTURA PRIVATE WEALTH, LLC | ARS PRIVATE WEALTH MANAGEMENT, LLC | AIRES CAPITAL ADVISORS, LLC | AC GLOBAL INVESTMENT PARTNERS | A PLUS CAPITAL,LLC

CRD#: 282589 / SEC#: 801-107256
RIA
Registered Investment Advisory firm - SEC (2/22/2016 Approved)

Contact Information

Main Address

1221 Brickell Avenue 27th Floor, Miami, FL 33131

Phone Number

(305) 373-9000

# of Employees

223

SEC notice filing (35 States and Territories)

Registered to provide investment advisory services in 35 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IAS BROCHURE (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

5,107

AUM (Assets Under Management)

$5,162,797,048

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-KEY LARGO SUNSET PARADISE LLC (Miami FL, US), KEY_ Start date: 04/01/2016_ Nature: vacation rental FL_50% ownership. Dedication: 1 hour/month, 0 hour/month during trading hours, Manage rental property. 2-VIVEGAMI LLC, INV_(Miami FL, US)_Start: 04/01/2016_Nature: Long term real estate property rental_ 50% Ownership. Dedication: 1 hour/month_ 0 hours during trading, Manage rental property. 3-GUERRA BROTHERS INVESTMENT LLC (Miami FL, US), Start date 5/1/2017_Real Estate Projects, invest in pre-construction stage_50% ownership, SILENT INVESTOR. HAVE CONTROL OVER IT, Dedication: 0 hrs/month; 0 hours/month during trading hours. 4-INSIGNEO ADVISORY SERVICES LLC investment related, Financial Advisor since 03/2021, 10 hours devoted to this OBA/40 hours during trading hours. 5-R2R Investments LLC (Miami FL, US)_Start date 03/08/2021_Owner_Nature: created by the rep for expenses and tax purposes as an independent contractor. Non securities related_Dedication: 160 hrs/month 160 hrs/month trading hours. 6-ALABET INVESTMENTS LLC (Miami FL, US) Rental Property, Start day 12/16/2022. Ownership 50%. Rental income. Private equity, start day 2/16/2023. Ownership 50%. Number of hours per month 0, number of hours during trading 0. -RENTAL PROPERTY; INVESTMENT RELATED; KEY LARGO,FL; 100% OWNERSHIP WITH SPOUSE; START DATE 01/01/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. -RENTAL PROPERTY; INVESTMENT RELATED; DORAL,FL; 100% OWNERSHIP WITH SPOUSE; START DATE 01/01/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INSIGNEO ADVISORY SERVICES, LLC

1202 WEALTH MANAGEMENT | TRANSATLANTIC INVESTMENT PARTNERS, LLC | THE PRIVATE WEALTH GROUP | THE BAY WEALTH GROUP | THE AMERICAS FINANCIAL GROUP | TENET GLOBAL ADVISORS | STONE CAPITAL MANAGEMENT | SAILBRIDGE WEALTH MANAGEMENT | RONIN CAPITAL | REL CAPITAL ADVISORS | PRUDENT WEALTH ADVISERS | PLUTUS PRIVATE WEALTH | PHOENIX PRIVATE CLIENT GROUP | MVR WEALTH MANAGEMENT | MVP WEALTH MANAGEMENT | LEGACY ADVISORY GROUP | INSIGNEO ADVISORY SERVICES, LLC | HONEST WEALTH, LLC | HILLGUARD WEALTH MANAGEMENT LLC | GREEN GROVE WEALTH MANAGEMENT, LLC | GLOBAL INVESTOR ADVISORY SERVICES, LLC | GAP WEALTH MANAGEMENT | FORTIS PRIVATE WEALTH ADVISORS | FIORE CAPITAL ADVISOR LLC | EMERALD WEALTH ADVISORS | DM WEALTH MANAGEMENT GROUP | DIAZ-BAZAN ASSET MANAGEMENT LLC | DIAZ-BAZAN ASSET MANAGEMENT | CARRILLO WEALTH MANAGEMENT | BORRELI CAPITAL MANAGEMENT | BAYFRONT GROUP, LLC | AVENTURA PRIVATE WEALTH, LLC | ARS PRIVATE WEALTH MANAGEMENT, LLC | AIRES CAPITAL ADVISORS, LLC | AC GLOBAL INVESTMENT PARTNERS | A PLUS CAPITAL,LLC

CRD#: 282589 / SEC#: 801-107256
RIA
Registered Investment Advisory firm - SEC (2/22/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/14/2026)
IAR
California
(1/15/2026)
RR
Florida
(3/10/2021)
IAR
Florida
(3/16/2021)
RR
Georgia
(3/10/2021)
IAR
Massachusetts
(8/27/2024)
RR
New Jersey
(2/20/2025)
RR
New York
(3/10/2021)
RR
North Carolina
(3/10/2021)
RR
Puerto Rico
(3/10/2021)
RR
Texas
(3/10/2021)
IAR
Texas
(2/20/2025)
RR
Utah
(8/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2003About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Alain Guerra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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