Robert E. Morvice

PRAIRIEVIEW WEALTH & TAX ADVISORS

FRANKFORT, IL 60423

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CRD#: 4639497

Professional summary

Robert Edward Morvice Jr., CFP®, who also goes by Robert Edward Morvice, Robert Morvice, Bob Morvice, is a registered financial advisor currently at PRAIRIEVIEW WEALTH & TAX ADVISORS located in Frankfort, Illinois.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Robert has worked at 7 firms and has passed the Series 66, Series 57TO, Series 7TO, SIE, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Edward Morvice | Robert Morvice | Bob Morvice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) PrairieView Tax LLC; Investment Related; 28 W. Nebraska St., Frankfort, IL 60423; LLC; Director of Operations/Enrolled Agent; Start Date: 1/1/2025; Tax prep and advice

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Morvice Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

October 11, 2023 - Present

PRAIRIEVIEW WEALTH & TAX ADVISORS

Office #1: 28 W Nebraska St, Frankfort, IL 60423

RIA

CRD#: 327974

FRANKFORT, IL

Past

May 24, 2022 - November 9, 2023

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Orland Park, IL

Past

May 23, 2022 - August 17, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Orland Park, IL

Past

May 2, 2019 - April 28, 2022

BATES FINANCIAL ADVISORS, INC.

RIA

CRD#: 116515

ROCKFORD, IL

Past

March 4, 2019 - April 28, 2022

BATES SECURITIES, INC.

CRD#: 10759

ROCKFORD, IL

Past

February 21, 2012 - January 17, 2019

BELVEDERE TRADING LLC

CRD#: 132605

CHICAGO, IL

Past

June 3, 2011 - September 4, 2012

WELLINGTON CAPITAL MARKETS, L.L.C.

CRD#: 104937

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRAIRIEVIEW WEALTH & TAX ADVISORS

LANEY WEALTH PARTNERS | PRAIRIEVIEW WEALTH PARTNERS, LLC | PRAIRIEVIEW WEALTH & TAX ADVISORS | LANEY WEALTH PARTNERS, LLC

CRD#: 327974 / SEC#: 801-128680

RIA

Registered Investment Advisory firm - (9/29/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/22/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 7TO

Date: 5/2/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 51

Date: 9/13/2019

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/4/2013

General Securities Principal Examination

Current Firm

PRAIRIEVIEW WEALTH & TAX ADVISORS

LANEY WEALTH PARTNERS | PRAIRIEVIEW WEALTH PARTNERS, LLC | PRAIRIEVIEW WEALTH & TAX ADVISORS | LANEY WEALTH PARTNERS, LLC

CRD#: 327974 / SEC#: 801-128680

RIA

Registered Investment Advisory firm - (9/29/2023 Approved)

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Contact information

Main Address

28 W Nebraska St, Frankfort, IL 60423

Mailing Address

Phone number

(708) 326-4750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRAIRIEVIEW WEALTH PARTNERS ADV PART 2A (7/2/2025)

Regulatory assets under management

Total Number of Accounts	778
AUM (Assets Under Management)	$ 163,727,198

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert E. Morvice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Morvice Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT ADVISOR NETWORK, LLC

PURSHE KAPLAN STERLING INVESTMENTS

BATES FINANCIAL ADVISORS, INC.

BATES SECURITIES, INC.

BELVEDERE TRADING LLC

WELLINGTON CAPITAL MARKETS, L.L.C.

Primary Firm SEC Registration

PRAIRIEVIEW WEALTH & TAX ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/22/2019

Series 57TO

Date: 1/2/2023

Series 7TO

Date: 5/2/2019

SIE

Date: 10/1/2018

Series 51

Date: 9/13/2019

Series 24

Date: 12/4/2013

Current Firm

PRAIRIEVIEW WEALTH & TAX ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRAIRIEVIEW WEALTH & TAX ADVISORS

TRUST BUT VERIFY

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