Christopher E. Winn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Edward Winn, who also goes by Chris Winn, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2003. Christopher had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2023 - October 17, 2025
AARP FINANCIAL, INC.
February 22, 2021 - February 15, 2022
APEX FINANCIAL PARTNERS, LLC
August 15, 2019 - September 9, 2019
TRIDENT OS, LLC
May 26, 2017 - November 15, 2017
PROCYON INSTITUTIONAL PARTNERS, LLC
April 2, 2015 - June 19, 2015
PACIFIC FINANCIAL GROUP, LLC
February 20, 2013 - May 24, 2013
AVATAR INVESTMENT MANAGEMENT
February 29, 2012 - September 12, 2012
B.E.S.T. WEALTH MANAGEMENT LLC
May 21, 2009 - August 31, 2010
MAINSTAY INVESTMENT COUNSEL
October 18, 2006 - July 13, 2007
OPEN INVESTING, INC.
November 27, 2003 - March 10, 2005
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AARP FINANCIAL, INC.
CRD#: 316492 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
