Renzo L. Teran Sanguinetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renzo Luis Teran Sanguinetti, who also goes by Renzo L Teran, Renzo Luis Teran, Renzo Sanguinetti L Teran, Renzo L Teran Sanguinetti, was a registered financial professional .
Renzo is a previously registered financial professional and started their career in finance in 2003. Renzo had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2012 - February 16, 2016
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
January 1, 2010 - August 6, 2012
UBS FINANCIAL SERVICES INC.
January 1, 2010 - August 6, 2012
UBS FINANCIAL SERVICES INC.
January 22, 2009 - January 1, 2010
UBS INTERNATIONAL INC.
January 14, 2009 - January 1, 2010
UBS INTERNATIONAL INC.
May 29, 2007 - February 6, 2009
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - February 6, 2009
CITIGROUP GLOBAL MARKETS INC.
March 27, 2007 - May 29, 2007
CITICORP INVESTMENT SERVICES
May 12, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
CRD#: 17053 / SEC#: , 8-33185
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO PUERTO RICAN HOLDINGS, LLC | MEMBER | |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT & CHIEF OPERATING OFFICER | 4498023 |
| VALLADARES-TORRES, MOISES | EXECUTIVE REPRESENTATIVE & CHIEF COMPLIANCE OFFICER | 5011784 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
