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AC

Anthony Cibotti

FINALIS SECURITIES LLC
New York, NY 10003
Some features on this profile are disabled
CRD#: 4639259
AC

Professional summary

Anthony Cibotti is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2003. Anthony has worked at 8 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Cibotti's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003
BD
CRD#: 305908
New York, NY
Past

November 6, 2013 - December 4, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BOSTON, MA
Past

November 1, 2013 - December 4, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BOSTON, MA
Past

October 18, 2011 - November 4, 2013

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
NILES, IL
Past

October 17, 2011 - November 4, 2013

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
NILES, IL
Past

May 25, 2010 - October 19, 2011

NORTHERN TRUST SECURITIES, INC.

BD
CRD#: 7927
CHICAGO, IL
Past

August 11, 2006 - May 5, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHICAGO, IL
Past

August 11, 2006 - May 5, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CHICAGO, IL
Past

July 19, 2004 - August 14, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHICAGO, IL
Past

July 19, 2004 - August 14, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL
Past

January 20, 2004 - July 13, 2004

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

July 1, 2003 - February 25, 2004

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nevada
(8/26/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/16/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/2/2004
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/23/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/14/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/3/2006
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/30/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FINALIS SECURITIES LLC
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
228 Park Ave South Suite 85550, New York, NY 10003
Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003
Phone number
(800) 962-0418
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINALIS, INC.HOLDING COMPANY
AZARY, DENNIS MICHAELCEO/CCO/FINOP2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINALIS SECURITIES LLC

CRD#: 305908New York, NY 10003

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