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Anthony Cibotti

CRD# 4639259·Registered 2003 - 2026
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Cibotti was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 2003 - 2026. Anthony had worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, Series 79TO, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years registered in the securities industry

Current & Past Employments

Past

FINALIS SECURITIES LLCPast·CRD# 305908
BD
New York, NY
August 25, 2025 - January 23, 2026
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Boston, MA
November 6, 2013 - December 4, 2015
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Boston, MA
November 1, 2013 - December 4, 2015
U.S. BANCORP INVESTMENTS, INC.Past·CRD# 17868
RIA
Niles, IL
October 18, 2011 - November 4, 2013
U.S. BANCORP INVESTMENTS, INC.Past·CRD# 17868
BD
Niles, IL
October 17, 2011 - November 4, 2013
NORTHERN TRUST SECURITIES, INC.Past·CRD# 7927
BD
Chicago, IL
May 25, 2010 - October 19, 2011
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
RIA
Chicago, IL
August 11, 2006 - May 5, 2009
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Chicago, IL
August 11, 2006 - May 5, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Chicago, IL
July 19, 2004 - August 14, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Chicago, IL
July 19, 2004 - August 14, 2006
AMERIPRISE ADVISOR SERVICES, INC.Past·CRD# 5979
BD
Detroit, MI
January 20, 2004 - July 13, 2004
QUEST CAPITAL STRATEGIES, INC.Past·CRD# 16783
BD
Laguna Hills, CA
July 1, 2003 - February 25, 2004

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Current Firm

FS
FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: 8-70425
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

450 Lexington Ave, New York, NY 10017

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone Number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINALIS, INC.HOLDING COMPANY—
BRANT, DAVID ROBERTFINOP2718478
MORA, MICHAEL JOHNCEO2648236
PRICE, STEVEN BENNETTCHIEF COMPLIANCE OFFICER5535145

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2025About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2004About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2026About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2025About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2025About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 2006About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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