Jonathon D. Cohen

PACIFIC SHORES INVESTMENT ADVISORS

LAGUNA BEACH, CA 92651

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CRD#: 4639254

Professional summary

Jonathon Daniel Cohen is a registered financial advisor currently at PACIFIC SHORES INVESTMENT ADVISORS located in Laguna Beach, California.

Jonathon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jonathon has worked at 4 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) IN AND OUT BURGER, INC, START DATE: 10.9.09, JOB TITLE: FINANCIAL ADVISOR, SHORT DESCRIPTION OF DUTIES: ADVISES PRINCIPALS REGARDING INVESTMENT RELATED MATTERS, PERCENTAGE OF MARKET HOURS SPENT PERFORMING WORK FOR IN-N-OUT: 60 MKT HRS PER MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathon Daniel Cohen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2017 - Present

PACIFIC SHORES INVESTMENT ADVISORS

Office #1: 668 N Coast Hwy #109, Laguna Beach, CA 92651

RIA

CRD#: 149710

LAGUNA BEACH, CA

Past

May 27, 2009 - December 31, 2016

PACIFIC SHORES INVESTMENT ADVISORS

RIA

CRD#: 149710

LAGUNA BEACH, CA

Past

April 2, 2007 - May 26, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

LAGUNA BEACH, CA

Past

April 2, 2007 - May 26, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

LAGUNA BEACH, CA

Past

June 4, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LAGUNA BEACH, CA

Past

May 12, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

LAGUNA BEACH, CA

Past

March 26, 2003 - May 20, 2004

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 8/31/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/26/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/25/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PACIFIC SHORES INVESTMENT ADVISORS

COHEN, JONATHON DANIEL | PACIFIC SHORES WEALTH MANAGEMENT | PACIFIC SHORES INVESTMENT ADVISORS

CRD#: 149710 / SEC#:

California

Registered Investment Advisory firm - (7/25/2017 Approved)

Texas

Registered Investment Advisory firm - (12/31/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

668 N Coast Hwy #109, Laguna Beach, CA 92651

Mailing Address

Phone number

(949) 306-9145

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathon D. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathon Daniel Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC SHORES INVESTMENT ADVISORS

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2004

Series 63

Date: 4/8/2003

Series 31

Date: 8/31/2004

Series 7

Date: 2/26/2004

Series 6

Date: 3/25/2003

Current Firm

PACIFIC SHORES INVESTMENT ADVISORS

Contact information

Documents

Red Flags

Company Information

PACIFIC SHORES INVESTMENT ADVISORS

TRUST BUT VERIFY

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