Anthony B. Wall

UPPER LEFT WEALTH MANAGEMENT

Washington, DC

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CRD#: 4639238

Professional summary

Anthony Bowser Wall, who also goes by Anthony B Wall, is a registered financial advisor currently at UPPER LEFT WEALTH MANAGEMENT, LLC located in Washington, District Of Columbia.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Anthony has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony B Wall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Bowser Wall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2022 - Present

UPPER LEFT WEALTH MANAGEMENT, LLC

RIA

CRD#: 288762

Washington, DC

Past

April 2, 2016 - September 14, 2022

PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC

RIA

CRD#: 147814

Washington, DC

Past

September 9, 2015 - December 31, 2015

PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC

RIA

CRD#: 147814

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UPPER LEFT WEALTH MANAGEMENT, LLC

BETAVISOR, LLC | UPPER LEFT WEALTH MANAGEMENT, LLC | DATADRIVEN ADVISOR

CRD#: 288762 / SEC#: 801-123531

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Colorado

Registered Investment Advisory firm - (5/4/2022 Terminated)

Illinois

Registered Investment Advisory firm - (5/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(5/15/2023)

IAR

Virginia
(10/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2015

Uniform Investment Adviser Law Examination

Current Firm

UPPER LEFT WEALTH MANAGEMENT, LLC

BETAVISOR, LLC | UPPER LEFT WEALTH MANAGEMENT, LLC | DATADRIVEN ADVISOR

CRD#: 288762 / SEC#: 801-123531

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Colorado

Registered Investment Advisory firm - (5/4/2022 Terminated)

Illinois

Registered Investment Advisory firm - (5/3/2022 Terminated)

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Contact information

Main Address

Tampa, FL

Mailing Address

Phone number

(917) 768-3390

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UPPER LEFT WEALTH MANAGEMENT ADV PART 2A (9/10/2025)

Regulatory assets under management

Total Number of Accounts	304
AUM (Assets Under Management)	$ 164,922,776

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony B. Wall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Bowser Wall's CRS (Customer Relationship Summary).

Certified licenses

Experience

UPPER LEFT WEALTH MANAGEMENT, LLC

PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC

PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC

Primary Firm SEC Registration

UPPER LEFT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2015

Current Firm

UPPER LEFT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UPPER LEFT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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