Lesley D. Cusano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lesley D Cusano was a registered financial professional .
Lesley is a previously registered financial professional and started their career in finance in 2003. Lesley had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2012 - March 31, 2016
ESSEX NATIONAL SECURITIES, LLC
May 29, 2007 - October 27, 2010
CITIGROUP GLOBAL MARKETS INC.
August 19, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
