Paul H. Christiansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Herbert Christiansen was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1973. Paul had worked at 9 firms and has passed the Series 63, Series 7, Series 5, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 1995 - December 20, 1996
BRIGHTON SECURITIES CORP.
December 28, 1984 - April 19, 1985
MOSELEY SECURITIES CORPORATION
July 30, 1982 - October 3, 1984
MORGAN STANLEY DW INC.
November 22, 1977 - July 27, 1982
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
November 8, 1974 - November 17, 1976
SHEARSON HAYDEN STONE INC.
June 6, 1974 - November 8, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
January 29, 1974 - May 3, 1974
FAHNESTOCK INTERNATIONAL INC.
November 26, 1973 - January 17, 1974
DUPONT WALSTON, INCORPORATED
Primary Firm SEC Registration
BRIGHTON SECURITIES CORP.
CRD#: 3875 / SEC#: 801-62276, 8-14599
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationSeries 1
Date: 9/12/1973
Registered Representative ExaminationSeries 00
Date: 8/26/1968
General Securities Principal ExaminationCurrent Firm
BRIGHTON SECURITIES CORP.
CRD#: 3875 / SEC#: 801-62276, 8-14599
Contact information
SEC notice filing (21 States and Territories)
FINRA licenses (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,384 |
| AUM (Assets Under Management) | $ 986,154,864 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/02/2026 | ||
| 01/02/2025 | ||
| 03/01/2024 | ||
| 03/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
