MH
Matthew D. Hood
SPC
Florence, KY 41042
Some features on this profile are disabled
CRD#: 4638935
MH
Professional summary
Matthew Dustin Hood, AIF®, who also goes by Matthew Hood Mr, Matthew Hood, is a registered financial advisor currently at SPC located in Florence, Kentucky and PARKLAND SECURITIES, LLC located in Batavia, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Hood Mr | Matthew Hood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. Mueller Financial, Batavia, OH. DBA for the sale of life insurance, LTC insurance, disability insurance and fixed annuities. Start date: 1/1/18, approx. 45 hrs/mo. INV REL: Y
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Dustin Hood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 2, 2018 - Present
SPC
Office #1: 6900 Houston Rd Suite 31 Bldg 700, Florence, KY 41042Office #2: 45 W. Main Street, Batavia, OH 45103RIA
CRD#: 110692
Florence, KY
Current
January 3, 2018 - Present
PARKLAND SECURITIES, LLC
Office #1: 45 W Main Street, Batavia, OH 45103Office #2: 6900 Houston Road Building 700 Suite 31, Florence, KY 41042BD
CRD#: 115368
Batavia, OH
Past
January 5, 2017 - January 12, 2018
INTERACTIVE FINANCIAL ADVISORS
RIA
CRD#: 125117
Oakbrook, IL
Past
August 17, 2009 - December 31, 2017
BROOKLIGHT PLACE SECURITIES, INC.
BD
CRD#: 15764
BATAVIA, OH
Past
May 1, 2009 - August 3, 2009
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
BATAVIA, OH
Past
January 13, 2009 - August 3, 2009
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
BATAVIA, OH
Past
May 23, 2006 - February 5, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
BATAVIA, OH
Past
July 6, 2005 - January 18, 2006
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CINCINNATI, OH
Past
March 5, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2018)
RR
Indiana(1/3/2018)
RR
Kentucky(1/3/2018)
RR
Maryland(2/5/2025)
IAR
Ohio(1/2/2018)
RR
Ohio(1/3/2018)
RR
Pennsylvania(9/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
