Louis J. Leyes

STAGES PLANNING GROUP

VIRGINIA BEACH, VA 23452

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CRD#: 4638671

Professional summary

Louis James Leyes, who also goes by Lou Leyes, is a registered financial advisor currently at STAGES PLANNING GROUP, LLC located in Virginia Beach, Virginia.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Louis has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lou Leyes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LOUIS J LEYES, Virginia Beach VA 23452, United States, START DATE: 02/20/2002, Insurance Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2 HR/MO - 0 HR/MO TRADING 2) Stages Planning Group, LLC / 342 N Queen St, Rear, Lancaster PA 17603 / 06.01.2019 / OWNER - DBA / INV REL / 240HR/MO - 240HR/MO TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis James Leyes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2014 - Present

STAGES PLANNING GROUP, LLC

Office #1: 249 Central Park Avenue #300-23, Virginia Beach, VA 23452

RIA

CRD#: 172232

VIRGINIA BEACH, VA

Past

January 7, 2022 - April 18, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

San Clemente, CA

Past

November 18, 2021 - April 18, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Lancaster, PA

Past

September 1, 2011 - June 10, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

York, PA

Past

September 1, 2011 - June 10, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

York, PA

Past

February 25, 2009 - September 1, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LA VISTA, NE

Past

February 25, 2009 - September 1, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

YORK, PA

Past

September 2, 2005 - February 24, 2009

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

YORK, PA

Past

January 4, 2005 - September 2, 2005

FIRST COMMAND BANK

RIA

CRD#: 128851

FORT WORTH, TX

Past

March 3, 2003 - February 24, 2009

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

YORK, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/6/2014)

IAR

Texas
(6/10/2024)

IAR

Virginia
(2/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/1/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/28/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STAGES PLANNING GROUP, LLC

CRD#: 172232 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (10/6/2014 Approved)

Texas

Registered Investment Advisory firm - (6/10/2024 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (2/20/2025 Approved)

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Contact information

Main Address

249 Central Park Avenue #300-23, Virginia Beach, VA 23452

Mailing Address

Phone number

(717) 430-8914

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	475
AUM (Assets Under Management)	$ 76,599,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Louis J. Leyes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis James Leyes's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BANK

FIRST COMMAND BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2004

Series 63

Date: 3/1/2003

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2009

Series 6

Date: 2/28/2003

Current Firm

STAGES PLANNING GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STAGES PLANNING GROUP, LLC

TRUST BUT VERIFY

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