Joel C. Hughey

ARK FINANCIAL STRATEGIES LLC

RICHMOND, VA

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CRD#: 4638520

Professional summary

Joel Christopher Hughey SR, who also goes by Joel Christopher Hughey Sr, Joel Christopher Hughey Sr., Joel Christopher Hughley, Joel Hughey, is a registered financial advisor currently at ARK FINANCIAL STRATEGIES LLC located in Richmond, Virginia.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joel has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joel Christopher Hughey Sr | Joel Christopher Hughey Sr. | Joel Christopher Hughley | Joel Hughey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Community Christian Center; religious; 1453 Village Field Drive Henrico, VA 23231; Start Date 11/2017; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; administrative duties of the church. Which include adding names to database, preparing correspondences, preparing bulletin, marketing materials, and setup and tear down of events] [Hughey Homes; I plan to buy, sell, and rent real estate; 4107 dominion townes circle richmond VA 23223; Start Date 02/2023; Role/Title: Owner; Investment Related; 10 hours per month; 0 hours per month during securities trading hours; I plan to buy, sell, and rent real estate] -Joel Christopher Hughey Sr is a licensed insurance agent. Address: 4107 dominion townes circle richmond VA 23223; Start Date: 02/2025; Approximately 20 hours a month are spent on this outside business activity during trading hours. -Joel Christopher Hughey Sr earns a commission for clients that he refers to SNUG. SNUG creates wills and trust. Address: 4107 Dominion Townes Circle, Richmond, VA 23223; Start Date: 02/2025; Approximately 20 hours a month are spent on this outside business activity during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Christopher Hughey SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2025 - Present

ARK FINANCIAL STRATEGIES LLC

RIA

CRD#: 335145

RICHMOND, VA

Past

February 14, 2022 - November 19, 2024

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

GLEN ALLEN, VA

Past

December 4, 2015 - November 19, 2024

NYLIFE SECURITIES LLC

CRD#: 5167

GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(5/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/4/2015

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/6/2020

General Securities Principal Examination

Current Firm

ARK FINANCIAL STRATEGIES LLC

CRD#: 335145 / SEC#:

Virginia

Registered Investment Advisory firm - (5/9/2025 Approved)

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Contact information

Main Address

Richmond, VA

Mailing Address

Phone number

(804) 600-9907

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel C. Hughey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Christopher Hughey SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARK FINANCIAL STRATEGIES LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/2021

Series 63

Date: 12/22/2015

SIE

Date: 10/1/2018

Series 7

Date: 5/23/2016

Series 6

Date: 12/4/2015

Series 24

Date: 11/6/2020

Current Firm

ARK FINANCIAL STRATEGIES LLC

Contact information

Documents

Red Flags

Company Information

ARK FINANCIAL STRATEGIES LLC

TRUST BUT VERIFY

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