Edward J. Hosty
Professional summary
Edward J Hosty, who also goes by Edward Joseph Hosty, is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Chicago, Illinois and ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2003. Edward has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward J Hosty's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2021 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606November 30, 2022 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606March 16, 2015 - May 20, 2021
WOLVERINE SECURITIES, LLC
June 23, 2011 - February 28, 2014
G1 EXECUTION SERVICES, LLC
January 9, 2007 - June 16, 2011
E*TRADE SECURITIES LLC
February 28, 2005 - April 6, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
February 18, 2005 - April 6, 2005
IDS LIFE INSURANCE COMPANY
February 18, 2005 - April 6, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
May 5, 2003 - January 28, 2005
TAFFERER TRADING, LLC
March 4, 2003 - August 19, 2003
GREAT POINT CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/26/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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