Annrandyl Beach

HIGH FALLS ADVISORS

Rochester, NY 14604

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CRD#: 4637922

Professional summary

Annrandyl Beach, who also goes by Randi Beach, Ann Thomas, Annrandyl Thomas, Randi Thomas, is a registered financial advisor currently at HIGH FALLS ADVISORS, INC. located in Rochester, New York and LEIGH BALDWIN & CO., LLC located in Rochester, New York.

Annrandyl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Annrandyl has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randi Beach | Ann Thomas | Annrandyl Thomas | Randi Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Investment Advisor, HIGH FALLS ADVISORS, INC. 180 South Clinton Ave., Suite 300, Rochester, NY 14604. 2)Tax Preparer IN TAX DEPARTMENT AT HIGH FALLS ADVISORS. SALARY BASED COMPENSATION. DUTIES INCLUDE DATA INPUT, CLIENT SERVICE, AND ASSEMBLING TAX PACKAGES. HAS OUTSIDE E&O COVERAGE. START DATE OF ACTIVITY: 1/1/2010. 60 HOURS PER MONTH SPENT. 60 HOURS DURING TRADING. 3) Fixed Insurance and Annuity; no ownership, non investment related, couple of hours a week during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Annrandyl Beach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2013 - Present

HIGH FALLS ADVISORS, INC.

Office #1: 180 South Clinton Ave Suite 300, Rochester, NY 14604

RIA

CRD#: 108678

Rochester, NY

Current

June 28, 2013 - Present

LEIGH BALDWIN & CO., LLC

Office #1: 180 South Clinton Ave Suite 300, Rochester, NY 14604

RIA

CRD#: 38751

Rochester, NY

Past

July 29, 2011 - June 28, 2013

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

ROCHESTER, NY

Past

January 3, 2007 - August 1, 2011

ENSEMBLE FINANCIAL SERVICES, INC.

CRD#: 17443

ROCHESTER, NY

Past

May 24, 2004 - January 8, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGH FALLS ADVISORS, INC.

HIGH FALLS ADVISORS, INC. | MCBRIDE JAMES HENRY | HIGH FALLS ADVISORS, LLC

CRD#: 108678 / SEC#: 801-34161

RIA

Registered Investment Advisory firm - (5/4/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/30/2023)

New York
(6/28/2013)

IAR

New York
(9/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/21/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HIGH FALLS ADVISORS, INC.

HIGH FALLS ADVISORS, INC. | MCBRIDE JAMES HENRY | HIGH FALLS ADVISORS, LLC

CRD#: 108678 / SEC#: 801-34161

RIA

Registered Investment Advisory firm - (5/4/1989 Approved)

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Contact information

Main Address

180 South Clinton Ave Suite 300, Rochester, NY 14604

Mailing Address

Phone number

(585) 935-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HIGH FALLS ADVISORS, INC. FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,762
AUM (Assets Under Management)	$ 607,043,854

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/29/2025	Cover Page	Report
09/20/2024	Cover Page	Report
02/12/2024	Cover Page	Report
02/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Annrandyl Beach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Annrandyl Beach's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

WALL STREET FINANCIAL GROUP, INC.

ENSEMBLE FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

HIGH FALLS ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/2011

Series 63

Date: 3/16/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/27/2006

Series 6

Date: 5/21/2004

FINRA

Current Firm

HIGH FALLS ADVISORS, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HIGH FALLS ADVISORS, INC.

TRUST BUT VERIFY

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