William F Packard
Professional Summary
William F Packard, who also goes by William Farley Packard, is a registered financial advisor currently at RBC CAPITAL MARKETS, LLC located in Appleton, Wisconsin. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. William has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William Farley Packard
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
DAVIS CAPITAL MANAGEMENT
ATX PORTFOLIO ADVISORS, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
DAVIS CAPITAL MANAGEMENT
ATX PORTFOLIO ADVISORS, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
DAVIS CAPITAL MANAGEMENT
ATX PORTFOLIO ADVISORS, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
DAVIS CAPITAL MANAGEMENT
ATX PORTFOLIO ADVISORS, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Years of Experience
23 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
DAVIS CAPITAL MANAGEMENT
ATX PORTFOLIO ADVISORS, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Current Firm
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
Contact Information
Main Address
200 Vesey St., New York, NY 10281Mailing Address
250 Nicollet Mall Suite 1600, Minneapolis, MN 55401Phone Number
(612) 371-2811Established
Minnesota since 11/01/2010Firm Type
Limited Liability CompanyFiscal Year End
OctoberFirm Size
Large# of Employees
8,781SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | — |
| ARMSTRONG, ROBERT MICHAEL | CEO, WEALTH MANAGEMENT | 1530547 |
| CARLESIMO, PAUL ADAM | CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. | 4718504 |
| ESPENAK, KRISTEN ELIZABETH | CHIEF RISK OFFICER, USA | 5570750 |
| GLASSMAN, DORJE TSERING | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 6568226 |
| O'CONNOR, SEAN WALTER | CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. | 6578918 |
| PENN, JOHN CHRISTOPHER | GENERAL COUNSEL | 5135403 |
| RICATTI, JENNIFER LEE | PRINCIPAL FINANCIAL OFFICER | 4404128 |
| SCHREINER, CINDY LOUISE | US WEALTH MANAGEMENT PRINCIPAL OPERATIONS OFFICER | 1470050 |
| SPERDUTO, VITO ANTONIO | DIRECTOR, CEO OF U.S. CAPITAL MARKETS & CHAIRMAN OF THE BOARD | 2524961 |
| THORNE, BRETT LANE | PRESIDENT, RBC CLEARING & CUSTODY | 2523268 |
Regulatory Assets Under Management
Total Number of Accounts
511,871AUM (Assets Under Management)
$310,428,968,904Disclosures
Regulatory Event
379Civil Event
3Arbitration
114Bond
7Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | Cover Page | Report |
| 08/27/2024 | Cover Page | Report |
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
DAVIS CAPITAL MANAGEMENT
ATX PORTFOLIO ADVISORS, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
DAVIS CAPITAL MANAGEMENT
ATX PORTFOLIO ADVISORS, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Primary Firm SEC Registration
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(1/13/2025)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(1/8/2025)
(8/14/2023)
(8/14/2023)
(8/14/2023)
(5/22/2023)
(5/22/2023)
(8/14/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2003Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2012About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2011About the Series 10 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
DAVIS CAPITAL MANAGEMENT
ATX PORTFOLIO ADVISORS, LLC
CROSSTREE CAPITAL SECURITIES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view William F Packard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William F Packard's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
DAVIS CAPITAL MANAGEMENT
ATX PORTFOLIO ADVISORS, LLC
CROSSTREE CAPITAL SECURITIES, LLC