Matthew E. Pohl
Professional summary
Matthew Edward Pohl, who also goes by Matthew Pohl, is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in Aventura, Florida and VALLEY FINANCIAL MANAGEMENT, INC. located in Aventura, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Edward Pohl's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2023 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 19495 Biscayne Blvd. Suite 500, Aventura, FL 33180May 17, 2007 - Present
VALLEY FINANCIAL MANAGEMENT, INC.
Office #1: 19495 Biscayne Blvd. Suite 500, Aventura, FL 33180May 31, 2007 - July 26, 2023
VALLEY FINANCIAL MANAGEMENT, INC.
May 2, 2005 - September 1, 2006
MORGAN STANLEY DW INC.
April 29, 2005 - September 1, 2006
MORGAN STANLEY DW INC.
June 10, 2003 - May 12, 2005
UBS FINANCIAL SERVICES INC.
May 2, 2003 - May 12, 2005
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2009)
(5/4/2016)
(4/25/2023)
(10/11/2018)
(5/31/2007)
(8/7/2023)
(10/5/2012)
(1/14/2009)
(1/15/2009)
(5/20/2021)
(5/2/2016)
(1/18/2013)
(7/9/2018)
(8/21/2009)
(6/1/2007)
(10/3/2018)
(6/3/2020)
(3/23/2011)
(1/10/2017)
(9/16/2011)
(10/14/2019)
Exams
FINRA
Current Firm
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879Aventura, FL 33180TRUST BUT VERIFY
Monitor Matthew Pohl
Get automatic monthly alerts on:
