Patrick A. Coicou
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Anthony Coicou was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2003. Patrick had worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2016 - May 13, 2019
DASH FINANCIAL TECHNOLOGIES LLC
January 19, 2007 - March 30, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 2, 2004 - January 22, 2007
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
September 26, 2003 - April 13, 2004
UBS CLEARING SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/9/2013
Limited Representative-Equity Trader ExamCurrent Firm
DASH FINANCIAL TECHNOLOGIES LLC
CRD#: 104031 / SEC#: , 8-52503
Contact information
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 68 |
Red Flags
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