Matthew Copeland
Professional summary
Matthew Copeland, who also goes by Matthew Joseph Copeland, Matthew Copeland, is a registered financial professional currently at UBS ASSET MANAGEMENT (US) INC. located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Copeland's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2017 - Present
UBS ASSET MANAGEMENT (US) INC.
Office #1: 787 Seventh Avenue, New York, NY 10019February 18, 2011 - September 18, 2017
UBS FINANCIAL SERVICES INC.
January 14, 2011 - September 18, 2017
UBS FINANCIAL SERVICES INC.
January 6, 2004 - June 23, 2006
ROBERT W. BAIRD & CO. INCORPORATED
July 25, 2003 - June 23, 2006
ROBERT W. BAIRD & CO. INCORPORATED
March 12, 2003 - August 1, 2003
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2017)
(6/17/2024)
(6/17/2024)
(9/19/2017)
(10/24/2017)
(10/8/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
UBS ASSET MANAGEMENT (US) INC.
CRD#: 583 / SEC#: , 8-21901
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 10 |
Red Flags
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