Michael P. Finnegan

PRAIRIE WEALTH ADVISORS

DES MOINES, IA

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CRD#: 4637514

Professional summary

Michael Patrick Finnegan, who also goes by Mike Finnegan, is a registered financial advisor currently at PRAIRIE WEALTH ADVISORS, INC. located in Des Moines, Iowa.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 2 firms and has passed the Series 7 exam.

At a Glance

Always Fiduciary

Aliases

Mike Finnegan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Finnegan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2026 - Present

PRAIRIE WEALTH ADVISORS, INC.

Office #2: 8101 O Street, #200, Lincoln, NE 68510

RIA

CRD#: 165266

DES MOINES, IA

Past

February 24, 2005 - March 13, 2014

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

DES MOINES, IA

Past

May 8, 2003 - March 13, 2014

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRAIRIE WEALTH ADVISORS, INC.

HUNDT CAPITAL MANAGEMENT, INC. | PRAIRIE WEALTH ADVISORS, INC.

CRD#: 165266 / SEC#: 801-77062

RIA

Registered Investment Advisory firm - (9/21/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(7/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 5/6/2003

General Securities Representative Examination

Current Firm

PRAIRIE WEALTH ADVISORS, INC.

HUNDT CAPITAL MANAGEMENT, INC. | PRAIRIE WEALTH ADVISORS, INC.

CRD#: 165266 / SEC#: 801-77062

RIA

Registered Investment Advisory firm - (9/21/2012 Approved)

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Contact information

Main Address

10250 Regency Circle Suite 115, Omaha, NE 68114

Mailing Address

Phone number

(402) 505-6810

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRAIRIE WEALTH ADVISORS ADV PART 2A FIRM BROCHURE (6/23/2025)

Regulatory assets under management

Total Number of Accounts	388
AUM (Assets Under Management)	$ 472,221,240

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael P. Finnegan

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Finnegan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRAIRIE WEALTH ADVISORS, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

PRAIRIE WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 5/6/2003

Current Firm

PRAIRIE WEALTH ADVISORS, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRAIRIE WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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