Jamie J. Worden
Professional summary
Jamie John Worden was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jamie is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Jamie had worked at 8 firms, which includes WORDEN CAPITAL MANAGEMENT LLC, SW FINANCIAL, JOHN THOMAS FINANCIAL, JOSEPH GUNNAR & CO. LLC, S.W. BACH & COMPANY, EKN FINANCIAL SERVICES INC., COLUMBUS ADVISORY GROUP LTD., COMMERCE ONE FINANCIAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2009 - October 14, 2021
WORDEN CAPITAL MANAGEMENT LLC
June 26, 2008 - March 25, 2009
SW FINANCIAL
January 12, 2007 - July 1, 2008
JOHN THOMAS FINANCIAL
January 19, 2006 - January 12, 2007
JOSEPH GUNNAR & CO. LLC
November 16, 2005 - January 19, 2006
S.W. BACH & COMPANY
March 21, 2005 - December 13, 2005
EKN FINANCIAL SERVICES INC.
September 9, 2003 - April 11, 2005
COLUMBUS ADVISORY GROUP, LTD.
March 28, 2003 - September 9, 2003
COMMERCE ONE FINANCIAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
WORDEN CAPITAL MANAGEMENT LLC
CRD#: 148366 / SEC#: , 8-68010
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 12 |
Red Flags
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