KC
Kelly M. Cooper
SANTANDER SECURITIES LLC
Hyannis, MA 02601
Some features on this profile are disabled
CRD#: 4637347
KC
Professional summary
Kelly M Cooper, who also goes by Kelly M Mcevoy, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Hyannis, Massachusetts.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kelly has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelly M Mcevoy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly M Cooper's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kelly M Cooper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2014 - Present
SANTANDER SECURITIES LLC
Office #1: 55 Bassett Lane, Hyannis, MA 02601Office #2: 51 Main Street, Orleans, MA 02653Office #3: 1029 Route 28, South Yarmouth, MA 02664Office #4: 331 Cotuit Road, South Sandwich, MA 02563Office #5: 260 Edgartown Road, Edgartown, MA 02539Office #6: 2895 Cranberry Highway, East Wareham, MA 02538Office #7: 3 Charles Street, Mashpee, MA 02649Office #8: 125 Huttleston Avenue, Fairhaven, MA 02719Office #9: 2136 Acushnet Avenue, New Bedford, MA 02745Office #10: 128 Union Street, New Bedford, MA 02740Office #11: 310 Gifford Street, Falmouth, MA 02540RIA
BD
CRD#: 41791
Hyannis, MA
Current
June 16, 2014 - Present
SANTANDER SECURITIES LLC
Office #1: 55 Bassett Lane, Hyannis, MA 02601Office #2: 51 Main Street, Orleans, MA 02653Office #3: 1029 Route 28, South Yarmouth, MA 02664Office #4: 331 Cotuit Road, South Sandwich, MA 02563Office #5: 260 Edgartown Road, Edgartown, MA 02539Office #6: 2895 Cranberry Highway, East Wareham, MA 02538Office #7: 3 Charles Street, Mashpee, MA 02649Office #8: 125 Huttleston Avenue, Fairhaven, MA 02719Office #9: 2136 Acushnet Avenue, New Bedford, MA 02745Office #10: 128 Union Street, New Bedford, MA 02740Office #11: 310 Gifford Street, Falmouth, MA 02540RIA
BD
CRD#: 41791
Hyannis, MA
Past
February 22, 2012 - June 13, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOSTON, MA
Past
October 11, 2011 - June 13, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
BOSTON, MA
Past
May 13, 2009 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
SOUTH DARTMOUTH, MA
Past
May 27, 2008 - October 15, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
ABINGTON, MA
Past
July 5, 2007 - May 27, 2008
IFMG SECURITIES, INC.
BD
CRD#: 14416
ABINGTON, MA
Past
December 14, 2004 - January 9, 2007
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CLIFTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/13/2017)
RR
Delaware(5/13/2022)
RR
Florida(6/16/2014)
RR
Massachusetts(6/16/2014)
IAR
Massachusetts(7/1/2014)
RR
Michigan(10/22/2014)
RR
New Hampshire(6/16/2014)
RR
New York(7/15/2014)
RR
North Carolina(7/31/2025)
RR
Rhode Island(6/16/2014)
RR
South Carolina(2/2/2018)
RR
Texas(4/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER SECURITIES LLC
CRD#: 41791Hyannis, MA 02601TRUST BUT VERIFY
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