Victor R. Rogers
Professional summary
Victor Rene Rogers II was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Victor is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Victor had worked at 1 firm, which includes SIMMERS CAPITAL MANAGEMENT CORPORATION.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2003 - April 3, 2003
SIMMERS CAPITAL MANAGEMENT CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SIMMERS CAPITAL MANAGEMENT CORPORATION
CRD#: 29960 / SEC#: , 8-44662
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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