Anthony J. Devito

ADV INVESTMENT MANAGEMENT

New Rochelle, NY

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CRD#: 4636629

Professional summary

Anthony Joseph Devito, CFP® is a registered financial advisor currently at ADV INVESTMENT MANAGEMENT located in New Rochelle, New York.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Anthony has worked at 1 firm .

Biography

Tony specializes in financial planning and investment management for professors and administrators in higher education. An educator and administrator at Fordham University for many years, Tony uses his experience with retirement plans to help his clients maximize those benefits.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Do you have an area of expertise or specialization?

Estate & Generational Planning...

Hourly

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joseph Devito's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

March 22, 2021 - Present

ADV INVESTMENT MANAGEMENT

RIA

CRD#: 125326

New Rochelle, NY

Past

April 5, 2005 - May 13, 2014

ADV INVESTMENT MANAGEMENT

RIA

CRD#: 125326

PELHAM, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ADV INVESTMENT MANAGEMENT

CRD#: 125326 / SEC#:

New Jersey

Registered Investment Advisory firm - (5/14/2014 Terminated)

New York

Registered Investment Advisory firm - (8/27/1997 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

New Rochelle, NY

Mailing Address

Phone number

(914) 738-6313

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 24,181,948

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Anthony J. Devito

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joseph Devito's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADV INVESTMENT MANAGEMENT

ADV INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

ADV INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADV INVESTMENT MANAGEMENT

TRUST BUT VERIFY

Contact information

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