Michael A. Cerussi
Professional summary
Michael Anthony Cerussi III is a registered financial professional currently at MAXIM GROUP LLC located in Miami Beach, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Anthony Cerussi III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2013 - Present
MAXIM GROUP LLC
Office #1: 555 Washington Ave, Suite 320, Miami Beach, FL 33139December 9, 2008 - March 14, 2013
COWEN EXECUTION SERVICES LLC
June 1, 2004 - November 18, 2008
WEEDEN & CO.L.P.
April 22, 2003 - April 30, 2004
WILSON (JR), JOHN E
March 26, 2003 - October 23, 2003
DAG SECURITIES INC.
February 21, 2003 - March 24, 2003
DAVID MCGUIRE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2018)
(3/25/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/6/2009
Limited Representative-Equity Trader ExamSeries 25
Date: 10/9/2003
NYSE Trading Assistant ExaminationFINRA
Nasdaq Stock Market
Current Firm
MAXIM GROUP LLC
CRD#: 120708 / SEC#: , 8-65337
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAXIM PARTNERS LLC | MEMBER | |
| EVANS, TIPTON HAMLIN | CHIEF COMPLIANCE OFFICER | 6118339 |
| FIORE, CHRISTOPHER JAMES | CO-PRESIDENT, DIRECTOR OF CAPITAL MARKETS | 2269479 |
| GLASSBERG, LAWRENCE COOPER | CO-HEAD OF INVESTMENT BANKING | 4813201 |
| LAROSA, PAUL GEORGE | HEAD OF SYNDICATE/ACTING DIRECTOR OF ASSET MANAGEMENT | 1900695 |
| MESSINGER, MICHAEL SPENCER | MSP | 1403506 |
| MURPHY, TIMOTHY GERARD | FINOP/CFO | 1836629 |
| SIEGEL, JAMES EDWARD | GENERAL COUNSEL | 4490472 |
| TELLER, CLIFFORD ADAM | CHIEF EXECUTIVE OFFICER/CHAIRMAN | 4631188 |
| VEERA, RITESH MOTILAL | CO-HEAD OF INVESTMENT BANKING | 4994814 |
| VENDETTI, ANTHONY VINCENT | DIRECTOR OF RESEARCH | 2574608 |
| VITALE, WILLIAM CHRISTIAN | DIRECTOR OF TRADING | 2669953 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 1 |
Red Flags
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Company Information
MAXIM GROUP LLC
CRD#: 120708Miami Beach, FL 33139TRUST BUT VERIFY
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