MF
Matthew S. Ferris
EAGLE STRATEGIES LLC
DOVER, OH 44622
Some features on this profile are disabled
CRD#: 4636353
MF
Professional summary
Matthew Sean Ferris is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Dover, Ohio and NYLIFE SECURITIES LLC located in Dover, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products] [DBA FERRIS FINANCIAL, LLC - INVESTMENT RELATED; 495 SOUTH HIGH STREET #220 COLUMBUS, OH 43215; OWNER / BROKER\/ 40 HRS @WK] [FERRIS CRITICAL DEFENSE, LLC; OWNER; NON INVESTMENT RELATED; START DATE 12/2012] [SEARL PROPERTIES, LLC; INVESTMENT PROPERTY/RENTAL PROPERTY BUSINESS OWNED 50/50 WITH MY FATHER.; 100 COUNTRYSIDE RD. NW NEW PHILADELPHIA, OH 44663; START DATE 08/2014; ROLE/TITLE: PARTNER; INVESTMENT RELATED; 5 HOURS PER MONTH; 1 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [FF HOLDINGS, LLC; COMMERCIAL RENTAL PROPERTY BUSINESS THAT I OWN 100%.; 100 COUNTRYSIDE RD. NW NEW PHILADELPHIA, OH 44663; START DATE 05/2015; ROLE/TITLE: OWNER; INVESTMENT RELATED; 4 HOURS PER MONTH; 1 HOURS PER MONTH DURING SECURITIES TRADING HOURS; COMPENSATION: RENTAL INCOME] [Arden Apartments, LLC; Rental property business that I own 50/50 with my wife.; P.O. Box 1042 New Philadelphia, OH 44663; Start Date 05/2016; Role/Title: Partner; Investment Related; 4 hours per month; 1 hours per month during securities trading hours] [Wesley Apartments, LLC; Rental property business that I own 50/50 with my wife.; P.O. Box 1042 New Philadelphia, OH 44663; Start Date 07/2018; Role/Title: Partner; Investment Related; 2 hours per month; 1 hours per month during securities trading hours; Oversee rental operations and property manager] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 07/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Lee Downtown Apartments, LLC; Rental property business.; P.O. Box 1042 New Philadelphia, OH 44663; Start Date 06/2019; Role/Title: Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours] [Dimension Properties, LLC; The business entity is the real estate management entity for my own personal real estate holdings.; 100 Countryside Rd. NW New Philadelphia, OH 44663; Start Date 07/2019; Role/Title: Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Cana Holdings, LLC; Real estate investment. Triple net leasing of commercial real estate.; 100 Countryside Rd. NW New Philadelphia, OH 44663; Start Date 02/2021; Role/Title: Member; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Farm Land Leasing; Lease personally owned farm land for crop farming.; 5668 Ruslin Hills Rd. NW Dover, OH 44622; Start Date 05/2022; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Rental Property; Rental of personal real estate property (Farmhouse). Property will be listed on Airbnb and VRBO.; 5692 Ruslin Hills Rd. NW Dover, OH 44622; Start Date 05/2022; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; collect rent] [Toys 4 Christmas, Inc.; Local Non-Profit Charitable Organization that gives away free toys to children in need at Christmas time.; 3011 State St. NE Uniontown, OH 44685; Start Date 08/2023; Role/Title: Officer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; I will act as Treasurer of the Organization.][Skylar Apartments, LLC; Lease residential real estate.; 547 S. James. St. Dover, OH 44622; Start Date 08/2024; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; collect rent]
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Sean Ferris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2006 - Present
EAGLE STRATEGIES LLC
Office #1: 547 South James Street, Dover, OH 44622RIA
CRD#: 110826
DOVER, OH
Current
April 4, 2003 - Present
NYLIFE SECURITIES LLC
Office #1: 547 South James Street, Dover, OH 44622BD
CRD#: 5167
Dover, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/27/2015)
RR
Colorado(8/1/2019)
RR
Florida(10/24/2014)
RR
Georgia(10/28/2022)
RR
Illinois(4/4/2025)
RR
Kansas(8/8/2023)
RR
Massachusetts(8/3/2020)
RR
New Jersey(11/14/2016)
RR
New York(1/31/2012)
RR
North Carolina(6/30/2003)
RR
Ohio(6/30/2003)
IAR
Ohio(4/4/2008)
RR
Oklahoma(8/8/2023)
RR
South Carolina(3/20/2023)
RR
Texas(5/3/2018)
IAR
Texas(6/1/2018)
RR
Wisconsin(8/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Dover, OH 44622TRUST BUT VERIFY
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