Daniel J. Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel James Gibson, who also goes by James Gibson Daniel, Dan Gibson, was a registered financial advisor .
Daniel is a previously registered financial advisor and started their career in finance in 2003. Daniel had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2010 - March 15, 2011
WORLD EQUITY GROUP, INC.
July 15, 2010 - March 15, 2011
WORLD EQUITY GROUP, INC.
May 21, 2009 - March 26, 2010
PRUCO SECURITIES, LLC.
May 20, 2009 - March 26, 2010
PRUCO SECURITIES, LLC.
September 27, 2004 - July 27, 2007
COUNTRY TRUST BANK
March 5, 2003 - January 27, 2009
COUNTRY CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
