Darlene M. Birkett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darlene Marie Birkett, who also goes by Darlene Marie Morris, was a registered financial professional .
Darlene is a previously registered financial professional and started their career in finance in 2003. Darlene had worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2013 - May 3, 2016
ELLIOTT COVE CAPITAL MANAGEMENT
March 23, 2009 - January 24, 2012
LPL FINANCIAL LLC
February 19, 2009 - January 24, 2012
LPL FINANCIAL LLC
October 6, 2006 - September 4, 2007
DFC INVESTOR SERVICES
April 22, 2003 - November 5, 2008
ELLIOTT COVE CAPITAL MANAGEMENT
Primary Firm SEC Registration
ELLIOTT COVE CAPITAL MANAGEMENT
CRD#: 123636 / SEC#: 801-63436
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ELLIOTT COVE CAPITAL MANAGEMENT
CRD#: 123636 / SEC#: 801-63436
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 898 |
| AUM (Assets Under Management) | $ 307,782,769 |
Red Flags
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