Erik M. Almond
Professional summary
Erik Michael Almond is a registered financial professional currently at BOSONIC SECURITIES located in Spearfish, South Dakota.
Erik is registered as a RR (Registered Representative) and started their career in finance in 2004. Erik has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 52TO, Series 99TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik Michael Almond's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2025 - Present
BOSONIC SECURITIES
Office #1: 3761 W Beartooth Loop, Spearfish, SD 57783May 16, 2016 - August 31, 2020
TRADEWEB DIRECT LLC
September 8, 2010 - May 13, 2016
TMC BONDS L.L.C.
March 6, 2009 - January 27, 2010
CENTAURUS FINANCIAL, INC.
February 20, 2009 - January 27, 2010
CENTAURUS FINANCIAL, INC.
April 5, 2005 - April 2, 2007
TRADEWEB DIRECT LLC
August 12, 2004 - April 11, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/4/2022
General Securities Representative ExaminationSeries 52TO
Date: 7/4/2022
Municipal Securities Representative ExaminationSeries 99TO
Date: 7/4/2022
Operations Professional ExaminationFINRA
Current Firm
BOSONIC SECURITIES
CRD#: 317012 / SEC#: , 8-70815
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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