David T. Searls

SAROFIM INTERNATIONAL MANAGEMENT CO

Houston, TX 77010-1014

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CRD#: 4635863

Professional summary

David T Searls III, who also goes by David T Searls, is a registered financial advisor currently at SAROFIM INTERNATIONAL MANAGEMENT CO located in Houston, Texas and SAROFIM TRUST CO located in Houston, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 6 firms and has passed the Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David T Searls

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David T Searls III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2012 - Present

SAROFIM INTERNATIONAL MANAGEMENT CO

Office #1: Two Houston Center, Suite 2907 Suite 2907, Houston, TX 77010-1014

RIA

CRD#: 106933

Houston, TX

Current

September 18, 2012 - Present

SAROFIM TRUST CO

Office #1: Two Houston Center Suite 2907, Houston, TX 77010-1014

RIA

CRD#: 106590

Houston, TX

Current

September 18, 2012 - Present

FAYEZ SAROFIM & CO.

Office #1: Two Houston Center 2907, Houston, TX 77010

RIA

CRD#: 106584

Houston, TX

Past

September 18, 2012 - March 26, 2014

SAROFIM ADVISORS GROUP INC

RIA

CRD#: 106932

HOUSTON, TX

Past

September 15, 2010 - September 10, 2012

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

HOUSTON, TX

Past

September 15, 2010 - September 10, 2012

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

HOUSTON, TX

Past

April 1, 2003 - September 29, 2010

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAYEZ SAROFIM & CO.

FAYEZ SAROFIM & CO. | SAROFIM FAYEZ & CO | FAYEZ SAROFIM & CO., LLC

CRD#: 106584 / SEC#: 801-1725

RIA

Registered Investment Advisory firm - (7/16/1958 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/18/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 10/12/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/31/2003

General Securities Representative Examination

Current Firm

FAYEZ SAROFIM & CO.

FAYEZ SAROFIM & CO. | SAROFIM FAYEZ & CO | FAYEZ SAROFIM & CO., LLC

CRD#: 106584 / SEC#: 801-1725

RIA

Registered Investment Advisory firm - (7/16/1958 Approved)

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Contact information

Main Address

Two Houston Center 2907, Houston, TX 77010

Mailing Address

Phone number

(713) 654-4484

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,926
AUM (Assets Under Management)	$ 34,508,545,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David T. Searls

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David T Searls III's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAROFIM TRUST CO

FAYEZ SAROFIM & CO.

SAROFIM ADVISORS GROUP INC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

FAYEZ SAROFIM & CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2009

Series 3

Date: 10/12/2009

Series 7

Date: 3/31/2003

Current Firm

FAYEZ SAROFIM & CO.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAYEZ SAROFIM & CO.

TRUST BUT VERIFY

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