Keith A. Vanname
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Allen Vanname, who also goes by Keith A Van Name, Keith Allen Van Name, was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2003. Keith had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2025 - July 10, 2026
FLOURISH FINANCIAL LLC
February 15, 2019 - January 8, 2025
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
January 15, 2019 - January 28, 2019
INDEPENDENT BROKERAGE SOLUTIONS LLC
July 6, 2017 - November 2, 2018
ENTRUST GLOBAL SECURITIES LLC
August 21, 2008 - July 2, 2010
IDB CAPITAL CORP.
April 20, 2006 - December 19, 2007
OSAIC WEALTH, INC.
June 5, 2003 - May 11, 2004
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FLOURISH FINANCIAL LLC
CRD#: 293019 / SEC#: , 8-70093
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FLOURISH HOLDING COMPANY LLC | SOLE MEMBER | |
| CRUIKSHANK, BENJAMIN EVERETT | PRESIDENT | 5682701 |
| LANE, MAXWELL KEITH | CHIEF EXECUTIVE OFFICER | 6111790 |
| MURRAY, KATE | CHIEF COMPLIANCE OFFICER, COUNSEL, SECRETARY | 4958654 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 4364402 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
