KV
Keith A. Vanname
FLOURISH FINANCIAL LLC
Jersey City, NJ 07310
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CRD#: 4635608
KV
Professional summary
Keith Allen Vanname, who also goes by Keith A Van Name, Keith Allen Van Name, is a registered financial professional currently at FLOURISH FINANCIAL LLC located in Jersey City, New Jersey.
Keith is registered as a RR (Registered Representative) and started their career in finance in 2003. Keith has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Keith A Van Name | Keith Allen Van Name
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Keith Allen Vanname's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2025 - Present
FLOURISH FINANCIAL LLC
Office #1: 525 Washington Boulevard Suite 300, Jersey City, NJ 07310BD
CRD#: 293019
Jersey City, NJ
Past
February 15, 2019 - January 8, 2025
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
January 15, 2019 - January 28, 2019
INDEPENDENT BROKERAGE SOLUTIONS LLC
BD
CRD#: 153563
NEW YORK, NY
Past
July 6, 2017 - November 2, 2018
ENTRUST GLOBAL SECURITIES LLC
BD
CRD#: 146443
NEW YORK, NY
Past
August 21, 2008 - July 2, 2010
IDB CAPITAL CORP.
BD
CRD#: 106032
NEW YORK, NY
Past
April 20, 2006 - December 19, 2007
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
June 5, 2003 - May 11, 2004
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/14/2025)
RR
Alaska(3/14/2025)
RR
Arizona(3/14/2025)
RR
Arkansas(3/14/2025)
RR
California(3/14/2025)
RR
Colorado(3/14/2025)
RR
Connecticut(3/14/2025)
RR
Delaware(3/14/2025)
RR
District of Columbia(3/14/2025)
RR
Florida(3/14/2025)
RR
Georgia(3/14/2025)
RR
Hawaii(3/14/2025)
RR
Idaho(3/14/2025)
RR
Illinois(3/14/2025)
RR
Indiana(3/14/2025)
RR
Iowa(3/14/2025)
RR
Kansas(3/14/2025)
RR
Kentucky(3/14/2025)
RR
Louisiana(3/14/2025)
RR
Maine(3/14/2025)
RR
Maryland(3/14/2025)
RR
Massachusetts(3/14/2025)
RR
Michigan(3/14/2025)
RR
Minnesota(3/14/2025)
RR
Mississippi(3/14/2025)
RR
Missouri(3/14/2025)
RR
Montana(3/14/2025)
RR
Nebraska(3/14/2025)
RR
Nevada(3/14/2025)
RR
New Hampshire(3/14/2025)
RR
New Jersey(3/14/2025)
RR
New Mexico(3/14/2025)
RR
New York(3/14/2025)
RR
North Carolina(3/14/2025)
RR
North Dakota(3/14/2025)
RR
Ohio(3/17/2025)
RR
Oklahoma(3/14/2025)
RR
Oregon(3/14/2025)
RR
Pennsylvania(3/14/2025)
RR
Puerto Rico(3/14/2025)
RR
Rhode Island(3/14/2025)
RR
South Carolina(3/14/2025)
RR
South Dakota(3/14/2025)
RR
Tennessee(3/14/2025)
RR
Texas(3/14/2025)
RR
Utah(3/14/2025)
RR
Vermont(3/14/2025)
RR
Virgin Islands(3/14/2025)
RR
Virginia(3/14/2025)
RR
Washington(3/14/2025)
RR
West Virginia(3/14/2025)
RR
Wisconsin(3/14/2025)
RR
Wyoming(3/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FLOURISH FINANCIAL LLC
FLOURISH FINANCIAL LLC | STONE RIDGE SECURITIES LLC
CRD#: 293019 / SEC#: , 8-70093
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
2 Park Avenue 11th Floor, New York, NY 10016
Mailing Address
2 Park Avenue 11th Floor, New York, NY 10016
Phone number
(833) 808-5700
Established
Delaware since 11/03/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FLOURISH HOLDING COMPANY LLC | SOLE MEMBER | |
| CRUIKSHANK, BENJAMIN EVERETT | PRESIDENT | 5682701 |
| LANE, MAXWELL KEITH | CHIEF EXECUTIVE OFFICER | 6111790 |
| MURRAY, KATE | CHIEF COMPLIANCE OFFICER, COUNSEL, SECRETARY | 4958654 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 4364402 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
