UK
Usha Krishnakumar
EAGLE STRATEGIES LLC
EDISON, NJ 08837
Some features on this profile are disabled
CRD#: 4635573
UK
Professional summary
Usha Krishnakumar is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Edison, New Jersey and NYLIFE SECURITIES LLC located in Edison, New Jersey.
Usha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Usha has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[GIFT A FUTURE INTERNATIONAL; TRUSTEE; 10 HRS PER MONTH ACTIVITY; NON-PROFIT ORGANIZATION THAT HELPS MEET EDUCATIONAL NEEDS OF UNDERPRIVILEDGE CHILDREN; DUTIES - SPREADING AWARENESS OF THIS CHARITY TO LIKE MINDED PEOPLE/FRIENDS WHO CAN ON PURELY A VOLUNTARY BASIS CHOOSE TO SUPPORT THE UNDERPRIVILEDGED CHILDREN FOR EDUCATIONAL PURPOSES; NON INVESTMENT RELATED; START DATE 07/2011] [New Jersey Tamil Sangam; New Jersey Tamil Sangam is a non profit organization out of NJ established in 1989. This is a south Indian community organization with the purpose to conduct cultural program for the community. They conduct 4-5 major cultural events in a year.; 32 Broad Avenue, Edison NJ 08820; Start Date 01/2016; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Board of Directors. As the Past President ] [PRIAMBA SOFT, LLC; FAMILY BUSINESS; OWNER-SILENT PARTNER WITH NO INVOLVEMENT IN THE DAY TO DAY OPERATION OF THE BUSINESS; SUITE 5900, 517 RT 1 SOUTH, ISELIN NJ 08830; START DATE 08/2013; ROLE/TITLE: PARTNER; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Englishkadhavu; The purpose is to help underprivileged children in Tamilnadu India learn the english language by providing material, tutoring and simplified method of teaching. www.englishkadhavu.org; 218 del valle court, pleasanton, ca; Start Date 01/2017; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [American Tamil Enterprenuers Association ATEA; ATEA's goal is to bring all Tamil - south Indian- enterprenuers together to support and mentor new enterprenuers. Conduct quaterly meetings and have panel discussions for business owners and conduct networking events.; 3 springdale lane, Warren NJ; Start Date 03/2017; Role/Title: Chapter Coordinator & committee member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [IAWEA INDIAN AMERICAN WOMEN ENTREPRENUERS ASSOCIATION; IAWEA IS A NON PROFIT ORG TO GUIDE, SUPPORT, MENTOR AND ENCOURAGE WOMEN IN ENTREPRENUERSHIP. ITS A WOMEN ENTREPRENUERS GROUP FORMED WITH A VISION AND MISSION TO HELP WOMEN TO BECOME ENTREPRENUERS.; 1802 OAK TREE ROAD,EDISON NJ 08820; Start Date 10/2019; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Usha Krishnakumar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2011 - Present
EAGLE STRATEGIES LLC
Office #1: 399 Thornall Street 7th Floor, Edison, NJ 08837RIA
CRD#: 110826
EDISON, NJ
Current
May 9, 2005 - Present
NYLIFE SECURITIES LLC
Office #1: 379 Thornall Street Fl 8, Edison, NJ 08837BD
CRD#: 5167
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(5/9/2005)
IAR
New Jersey(4/12/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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