Michael A. Helmuth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Helmuth was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2010 - June 28, 2012
HELMUTH INVESTMENTS, LLC
June 3, 2008 - November 27, 2009
STONE & YOUNGBERG LLC
September 14, 2006 - October 31, 2007
DEUTSCHE BANK SECURITIES INC.
April 7, 2003 - August 30, 2006
RELIANT TRADING
March 18, 2003 - August 31, 2006
SHEPHERD TRADING LIMITED
State Registrations and Notice Filings
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Exams
Current Firm
HELMUTH INVESTMENTS, LLC
CRD#: 153932 / SEC#:
Contact information
Red Flags
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