Bruce R. Winson

ANSON FUNDS MANAGEMENT LP

DALLAS, TX 75240

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CRD#: 4635208

Professional summary

Bruce Ross Winson is a registered financial advisor currently at ANSON FUNDS MANAGEMENT LP located in Dallas, Texas.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Bruce has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Ross Winson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2003 - Present

ANSON FUNDS MANAGEMENT LP

Office #1: 5420 Lbj Freeway Suite 550, Dallas, TX 75240

RIA

CRD#: 125109

DALLAS, TX

Past

January 1, 2008 - January 27, 2010

CABADONGA VENTURES LP

RIA

CRD#: 144111

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANSON FUNDS MANAGEMENT LP

CRD#: 125109 / SEC#: 801-74180

RIA

Registered Investment Advisory firm - (3/23/2012 Approved)

Texas

Registered Investment Advisory firm - (4/13/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/9/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ANSON FUNDS MANAGEMENT LP

CRD#: 125109 / SEC#: 801-74180

RIA

Registered Investment Advisory firm - (3/23/2012 Approved)

Texas

Registered Investment Advisory firm - (4/13/2012 Terminated)

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Contact information

Main Address

16000 Dallas Parkway Suite 800, Dallas, TX 75248

Mailing Address

Phone number

(214) 866-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - ANSON FUNDS MANAGEMENT LP (2/28/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 2,854,539,958

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bruce R. Winson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Ross Winson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANSON FUNDS MANAGEMENT LP

CABADONGA VENTURES LP

Primary Firm SEC Registration

ANSON FUNDS MANAGEMENT LP

State Registrations and Notice Filings

Exams

Current Firm

ANSON FUNDS MANAGEMENT LP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANSON FUNDS MANAGEMENT LP

TRUST BUT VERIFY

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