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Gregory A Eaddy

CRD# 4635104·Registered 2003 - 2018
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory A Eaddy was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2003 - 2018. Gregory had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

QUESTAR ASSET MANAGEMENT, INC.·CRD# 133358
RIA
Charlotte, NC
December 17, 2010 - April 27, 2018
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Charlotte, NC
December 17, 2010 - April 27, 2018
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Charlotte, NC
April 3, 2006 - December 3, 2010
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Charlotte, NC
February 17, 2006 - December 3, 2010
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Warren, NJ
December 12, 2003 - February 21, 2006
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
March 14, 2003 - February 21, 2006

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Current Firm

QA
QUESTAR ASSET MANAGEMENT, INC.

QUESTAR ASSET MANAGEMENT, INC.

CRD#: 133358 / SEC#: 801-63747

Contact Information

Main Address

5701 Golden Hills Drive, Minneapolis, MN 55416

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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