Philip Herzberg
TEAM HEWINS
MIAMI, FL 33180
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CRD#: 4635089
Professional summary
Philip Herzberg, CFP® is a registered financial advisor currently at TEAM HEWINS, LLC located in Miami, Florida.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Philip has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
I am a featured speaker for local and national organizations, such as the Estate Planning Council, Florida Institute of Certified Public Accountants (FICPA), FPA, United Way, and the Jewish Community Foundation's Professional Advisory Council. I've been honored to be quoted in regional and national media publications, including the Wall Street Journal, USA Today, CNBC, AARP, Kiplinger, Retirement Daily, Morningstar, Barron's, InvestmentNews, Financial Advisor Magazine, Miami Herald, and Sun-Sentinel.
Question & Answer
What are your service offerings?
Retirement Planning
Employee and Employer Plan Ben...
Life Transitions
Insurance Planning
Estate Planning
Inheritance
Divorce Planning
Comprehensive Financial Planni...
Investment Planning
Tax Planning
Social Security Planning
Do you have an area of expertise or specialization?
Business Owners
Divorce Planning
Entrepreneurs
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-JEWISH COMMUNITY FOUNDATION; TRUSTEE AND JEWISH FEDERATION BROWARD COUNTY ADVISORY PHILANTHROPY initiative CHAIR; NON-PROFIT - CHARITABLE ORGANIZATION; START DATE 07/01/2022; NO COMPENSATION 2-PROVISORS PROFESSIONAL NETWORKING ORGANIZATION, AVENTURA 1 GROUP LEADER; PROFESSIONAL ORGANIZATION; START DATE 02/01/2024; NO COMPENSATION 3-GREATER BOCA RATON ESTATE PLANNING COUNCIL, BOARD OF DIRECTORS - VP MEMBERSHIP; PROFESSIONAL/NON-PROFIT ORGANIZATION; STATE DATE 07/01/2023; NO COMPENSATION 4-COLLABORATIVE FAMILY LAW INSTITUTE (CFLI) MIAMI BOARD OF DIRECTORS, TREASURER; 5-CFP BOARD AMBASSADOR - SOUTH FLORIDA; PROFESSIONAL/NON-PROFIT ORGANIZATION; START DATE 07/01/2023; NO COMPENSATION BOARD AMBASSADOR-SOUTH FLORIDA; PROFESSIONAL/NON-PROFIT ORGANIZATION; START DATE 01/01/2022; NO COMPENSATION 6-THE NATIONAL FINANCIAL EDUCATION COUNCIL FLORIDA ADVISORY BOARD, NON-PROFIT ORGANIZATION; START DATE 10/01/2023; NO COMPENSATION
CRS (Client Relationship Summary) - RIA
Click below to view Philip Herzberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
August 12, 2021 - Present
TEAM HEWINS, LLC
Office #1: 20200 W Dixie Hwy Suite 1009, Miami, FL 33180RIA
CRD#: 291194
MIAMI, FL
Past
January 27, 2015 - August 9, 2021
MEIRA WEALTH
RIA
CRD#: 108648
MIAMI, FL
Past
June 2, 2014 - October 21, 2014
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
BOCA RATON, FL
Past
November 6, 2006 - May 28, 2014
LADENBURG THALMANN ASSET MANAGEMENT INC
RIA
CRD#: 108604
MIAMI, FL
Past
October 9, 2006 - May 28, 2014
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
MIAMI, FL
Past
May 11, 2006 - July 12, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MIAMI, FL
Past
December 8, 2004 - January 21, 2005
GMS GROUP
BD
CRD#: 8000
EAST HANOVER, NJ
Past
August 30, 2004 - September 29, 2004
STERLING FINANCIAL INVESTMENT GROUP, INC.
BD
CRD#: 41506
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TEAM HEWINS, LLC
HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC
CRD#: 291194 / SEC#: 801-112939
RIA
Registered Investment Advisory firm - (4/20/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/12/2021)
IAR
Florida(8/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TEAM HEWINS, LLC
HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC
CRD#: 291194 / SEC#: 801-112939
RIA
Registered Investment Advisory firm - (4/20/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
203 Redwood Shores Parkway Suite 550, Redwood City, CA 94065
Mailing Address
Phone number
(650) 620-3040
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,030 |
| AUM (Assets Under Management) | $ 3,433,219,636 |
Red Flags
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Company Information
TEAM HEWINS, LLC
CRD#: 291194Miami, FL 33180TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
