Philip Herzberg
CFP®Professional Summary
Philip Herzberg, CFP® is a registered financial advisor currently at TEAM HEWINS, LLC located in Miami, Florida. Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Philip has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Retirement Planning
- Business Services
- Financial Planning
- Risk Management & Insurance
- Estate & Legacy Planning
- Investment Management
- Tax Planning
- Social Security & Medicare Planning
Specializations
Biography
I am a featured speaker for local and national organizations, such as the Estate Planning Council, Florida Institute of Certified Public Accountants (FICPA), FPA, United Way, and the Jewish Community Foundation's Professional Advisory Council. I've been honored to be quoted in regional and national media publications, including the Wall Street Journal, USA Today, CNBC, AARP, Kiplinger, Retirement Daily, Morningstar, Barron's, InvestmentNews, Financial Advisor Magazine, Miami Herald, and Sun-Sentinel.
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
22 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC
Contact Information
Main Address
950 Tower Lane Suite 1050, Foster City, CA 94404Phone Number
(650) 620-3040# of Employees
29SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,260AUM (Assets Under Management)
$3,966,070,638Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC
State Registrations and Notice Filings
(8/12/2021)
(8/18/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Philip Herzberg's CRS (Customer Relationship Summary).
Services Offered by Philip
- Retirement Planning
- Business Services
- Financial Planning
- Risk Management & Insurance
- Estate & Legacy Planning
- Investment Management
- Tax Planning
- Social Security & Medicare Planning
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