Darin B. Guthrie

OPUS PRIVATE WEALTH GROUP | Financial Consultant

Orange, CA 92868

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CRD#: 4634982

Professional summary

Darin Britton Guthrie, who also goes by Darin Guthrie, is a registered financial advisor currently at OPUS PRIVATE WEALTH GROUP, LLC located in Orange, California.

Darin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Darin has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

As a Financial Consultant, I partner with individuals and families to build and implement durable financial plans and strategies. My focus is to provide the support and resources needed to navigate the diverse markets clients encounter as they pursue their goals of building, preserving and distributing their wealth.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darin Guthrie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darin Britton Guthrie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

University of California, Santa Barbara

Environmental Science - Science and Finance

1999

Experience

Current

February 13, 2025 - Present

OPUS PRIVATE WEALTH GROUP, LLC

Office #1: 500 N. State College Blvd Suite 1100, Orange, CA 92868

RIA

CRD#: 171317

Orange, CA

Past

May 23, 2023 - July 6, 2023

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WESTLAKE VILLAGE, CA

Past

September 4, 2020 - February 23, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

THOUSAND OAKS, CA

Past

August 12, 2020 - February 21, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

THOUSAND OAKS, CA

Past

September 7, 2011 - July 3, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

THOUSAND OAKS, CA

Past

September 7, 2011 - July 3, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

THOUSAND OAKS, CA

Past

September 7, 2011 - July 3, 2020

TD AMERITRADE, INC.

CRD#: 7870

THOUSAND OAKS, CA

Past

May 31, 2011 - July 27, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CALABASAS, CA

Past

May 31, 2011 - July 27, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CALABASAS, CA

Past

August 13, 2010 - June 10, 2011

NEW ENGLAND SECURITIES

RIA

CRD#: 615

WOODLAND HILLS, CA

Past

August 13, 2010 - June 10, 2011

NEW ENGLAND SECURITIES

CRD#: 615

WOODLAND HILLS, CA

Past

July 29, 2003 - August 17, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WOODLAND HILLS, CA

Past

May 22, 2003 - August 17, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODLAND HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPUS PRIVATE WEALTH GROUP, LLC

CRD#: 171317 / SEC#: 801-132215

RIA

Registered Investment Advisory firm - (3/20/2025 Approved)

California

Registered Investment Advisory firm - (4/24/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/2003

General Securities Representative Examination

Current Firm

OPUS PRIVATE WEALTH GROUP, LLC

CRD#: 171317 / SEC#: 801-132215

RIA

Registered Investment Advisory firm - (3/20/2025 Approved)

California

Registered Investment Advisory firm - (4/24/2025 Terminated)

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Contact information

Main Address

500 N. State College Blvd Suite 1100, Orange, CA 92868

Mailing Address

Phone number

(714) 660-7490

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OPUS WRAP PROGRAM (5/6/2025)

ADV 2A FIRM BROCHURE (5/6/2025)

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 102,032,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Darin B. Guthrie

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darin Britton Guthrie's CRS (Customer Relationship Summary).

Certified licenses

Education

University of California, Santa Barbara

Experience

UBS FINANCIAL SERVICES INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

OPUS PRIVATE WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2003

SIE

Date: 10/1/2018

Series 7

Date: 5/20/2003

Current Firm

OPUS PRIVATE WEALTH GROUP, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPUS PRIVATE WEALTH GROUP, LLC

TRUST BUT VERIFY

Contact information

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