John J. Sayers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Jay Sayers III, who also goes by John Jay Sayers, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2004. John had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2015 - April 15, 2018
CASICO ASSET MANAGEMENT, LLC
March 11, 2005 - August 7, 2006
WELLS FARGO CLEARING SERVICES, LLC
March 11, 2005 - August 7, 2006
WELLS FARGO CLEARING SERVICES, LLC
March 15, 2004 - January 10, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 9, 2004 - January 10, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASICO ASSET MANAGEMENT, LLC
CRD#: 175493 / SEC#: 801-82169
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
