Keith T. Kowalczyk

EKON ADVISORS

St. Louis, MO 63108

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CRD#: 4634953

Professional summary

Keith Thomas Kowalczyk, who also goes by Keith T Kowalczyk, is a registered financial advisor currently at EKON ADVISORS, LLC located in St. Louis, Missouri and MUTUAL SECURITIES, INC. located in St. Louis, Missouri.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Keith has worked at 3 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith T Kowalczyk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Qualified Benefits Consultants, Inc., dba Ekon Benefits, Start Date: 07/01/1981, 4940 Washington Blvd, St. Louis, MO 63108, Corporation, President, Administrative and Consulting Services for Retirement Plans, President, Provide Administrative and Consulting Services for Retirement Plans, Investment Related, 80 Hours per month, 4 Hours per day during trading hours. 2. Ekon Advisors, LLC., Start Date: 11/01/2015, 4940 Washington Blvd., LLC, Investment Advisory, Member, Investment Advisory, Investment Related, 30 Hours per month, 4 Hours per day during trading hours. 3. Mutual Securities Inc; Start Date : 2023-01-01; 807-A Camarillo Springs Road, Camarillo, CA, 93012;Registered Representative - Work as a Registered Representative for Mutual Securities Inc; Investment Related; 43 Hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Thomas Kowalczyk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2022 - Present

EKON ADVISORS, LLC

Office #1: 4940 Washington Blvd., St. Louis, MO 63108

RIA

CRD#: 281039

St. Louis, MO

Current

January 3, 2023 - Present

MUTUAL SECURITIES, INC.

Office #1: 4940 Washington Blvd., St. Louis, MO 63108

CRD#: 13092

St. Louis, MO

Past

July 1, 2014 - February 1, 2022

CANTELLA & CO., INC.

RIA

CRD#: 13905

ST. LOUIS, MO

Past

March 4, 2003 - December 31, 2022

CANTELLA & CO., INC.

CRD#: 13905

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EKON ADVISORS, LLC

CRD#: 281039 / SEC#: 801-106780

RIA

Registered Investment Advisory firm - (10/15/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Missouri
(1/3/2022)

Missouri
(1/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/17/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/2/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/3/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EKON ADVISORS, LLC

CRD#: 281039 / SEC#: 801-106780

RIA

Registered Investment Advisory firm - (10/15/2015 Approved)

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Contact information

Main Address

4940 Washington Blvd., St. Louis, MO 63108

Mailing Address

Phone number

(314) 367-6327

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 206,884,508

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report
07/25/2024	Cover Page	Report
10/26/2023	Cover Page	Report
09/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith T. Kowalczyk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Thomas Kowalczyk's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

CANTELLA & CO., INC.

CANTELLA & CO., INC.

Primary Firm SEC Registration

EKON ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2014

Series 66

Date: 8/17/2005

Series 63

Date: 4/2/2003

SIE

Date: 10/1/2018

Series 6

Date: 3/3/2003

FINRA

Current Firm

EKON ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EKON ADVISORS, LLC

TRUST BUT VERIFY

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