AY
Amy W. Yost
GLOBAL ASSETS ADVISORY
KAMAS, UT 84036
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CRD#: 4634842
AY
Professional summary
Amy W Yost, who also goes by Amy Yost, is a registered financial advisor currently at GLOBAL ASSETS ADVISORY, LLC located in Kamas, Utah and INTERNATIONAL ASSETS ADVISORY, LLC located in Kamas, Utah.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Amy has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy Yost
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WE CARE FINANCIAL SERVICES, INC. - NOT INVESTMENT RELATED - 545 WEST 200 SOUTH, KAMAS, UT 84036 - BUSINESS LEASING/PRIVATE LABEL ENTITY FOR TAX REPORTING PURPOSES - OWNER SINCE 4/2004 - APPROX 1 HR/MO - DRAW FROM PROFITS 2) SUMMIT COUNTY RECREATION ARTS AND PARKS ADVISORY COMMITTEE - NOT INVESTMENT RELATED - 60 N. MAIN STREET, P.O. BOX 128, COALVILLE, UT 84017 - NON-PROFIT COMMITTEE FOR SUMMIT COUNTY - COMMITTEE MEMBER SINCE 8/2013 - CONTRIBUTE TO REVIEW OF GRANT APPLICATIONS/ALLOCATIONS TO DESIGNATED APPLICANTS. THE MONIES GRANTED ARE TAX DOLLARS FROM SUMMIT COUNTY REVENUE - APPROX 10 HRS/YR - NO COMPENSATION 3) NATIONAL PENSION PARTNERS - NOT INVESTMENT RELATED - 1225 E. FORT UNION BOULEVARD, #350, COTTONWOOD HEIGHTS, UT 84047 - THIRD PARTY PENSION PLAN ADMINISTRATOR - INDEPENDENT CONSULTANT SINCE 11/2015 - MARKET THIRD PARTY ADMINISTRATOR SERVICES TO SMALL BUSINESSES - APPROX 1-2 HRS/MO - COMMISSIONS 4) INOVASHARE - NOT INVESTMENT RELATED - 9710 SOUTH 700 EAST, SANDY, UT 84070 - HEALTH INSURANCE SHARE PLANS - INDEPENDENT HEALTH INSURANCE AGENT SINCE 5/2018 - APPROX 2 HRS/MO - COMMISSIONS 5) INTERCAP LENDING, LLC 228 SR 248, SUITE 2A, KAMAS, UT 84036 - MORTGAGE COMPANY - LOAN OFFICER SINCE 1/2019 - APPROX 160 HRS/MO - COMMISSIONS 6) ESTATE GURU PRO 228 W SR 248, KAMAS, UT 84036 - NOT INVESTMENT RELATED - TRUST SETUP ASSISTANCE - AGENT SINCE 2/2020 - APPROX 1 HR/MO - HOURLY FEE 7) KAMAS VALLEY BUSINESS ASSN 70 EAST CENTER STREET, KAMAS, UT 84036 - BUSINESS/CHAMBER BUREAU FOR LOCAL AREA - SECRETARY SINCE 2/2020 - APPROX 2 HRS/MO - NO COMPENSATION 8) RENTAL PROPERTY 80 EAST CENTER STREET, KAMAS UT 84036 - SINGLE FAMILY RENTAL - OWNER/MANAGER SINCE 2003 - APPROX 1 HR/MO - RENTAL INCOME 9) ERC SPECIALISTS 560 TIMPANOGOS CIRCLE, OREM, UT 84097 - PROVIDE ASSISTANCE TO SMALL BUSINESSES APPLYING FOR IRS EMPLOYEE RETENTION CREDIT - ASSOCIATE/AGENT SINCE 8/2022 - APPROX 3 HRS/MO - COMMISSION
CRS (Client Relationship Summary) - RIA
Click below to view Amy W Yost's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2019 - Present
GLOBAL ASSETS ADVISORY, LLC
Office #1: 228 State Road 248 Suite 2a, Kamas, UT 84036RIA
CRD#: 300460
KAMAS, UT
Current
July 26, 2019 - Present
INTERNATIONAL ASSETS ADVISORY, LLC
Office #1: 228 State Road 248 Suite 2a, Kamas, UT 84036RIA
BD
CRD#: 10645
KAMAS, UT
Past
February 23, 2018 - June 26, 2019
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
Kamas, UT
Past
April 11, 2016 - January 9, 2018
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
Cottonwood Heights, UT
Past
April 8, 2016 - January 9, 2018
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
Cottonwood Heights, UT
Past
January 6, 2012 - May 2, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SO. JORDAN, UT
Past
January 6, 2012 - May 2, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SO. JORDAN, UT
Past
September 1, 2011 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
SO. JORDAN, UT
Past
June 24, 2003 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
SO. JORDAN, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GLOBAL ASSETS ADVISORY, LLC
BLACOR USA, LLC | WINN PARTNERS FINANCIAL GROUP | UNITY WEALTH MANAGEMENT, LLC | THE FOUNDATION INVESTMENT GROUP | SULLIVAN WEALTH STRATEGIES | RAND GROUP FINANCIAL | MILLER WEALTH MANAGEMENT | MACO WEALTH MANAGEMENT | MACEDON FINANCIAL MANAGEMENT, LLC | LASZLO RIGSBY FINANCIAL SERVICES | JENSEN FINANCIAL, LLC | GLOBAL ASSETS ADVISORY, LLC | G2 RAMPART CONSULTING, LLC | FINANCIAL ADVANTAGE WEALTH MANAGEMENT | CAPITAL FINANCIAL GROUP
CRD#: 300460 / SEC#: 801-114946
RIA
Registered Investment Advisory firm - (4/5/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Utah(7/1/2019)
RR
Utah(7/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GA
GLOBAL ASSETS ADVISORY, LLC
BLACOR USA, LLC | WINN PARTNERS FINANCIAL GROUP | UNITY WEALTH MANAGEMENT, LLC | THE FOUNDATION INVESTMENT GROUP | SULLIVAN WEALTH STRATEGIES | RAND GROUP FINANCIAL | MILLER WEALTH MANAGEMENT | MACO WEALTH MANAGEMENT | MACEDON FINANCIAL MANAGEMENT, LLC | LASZLO RIGSBY FINANCIAL SERVICES | JENSEN FINANCIAL, LLC | GLOBAL ASSETS ADVISORY, LLC | G2 RAMPART CONSULTING, LLC | FINANCIAL ADVANTAGE WEALTH MANAGEMENT | CAPITAL FINANCIAL GROUP
CRD#: 300460 / SEC#: 801-114946
RIA
Registered Investment Advisory firm - (4/5/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 N. Orange Avenue Suite 1000, Orlando, FL 32801
Mailing Address
Phone number
(407) 254-1500
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,213 |
| AUM (Assets Under Management) | $ 338,145,734 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
