Jennifer L. Arnold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Leigh Arnold, who also goes by Jennifer Leigh Briceland, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2003. Jennifer had worked at 9 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2021 - March 1, 2022
KOVACK SECURITIES INC.
December 17, 2020 - September 3, 2021
ESSEX SECURITIES LLC
October 13, 2020 - December 24, 2020
CANTELLA & CO., INC.
August 11, 2020 - October 28, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 17, 2020 - August 13, 2020
ESSEX SECURITIES LLC
February 21, 2012 - July 17, 2020
INVESTACORP, INC.
May 5, 2010 - February 10, 2012
OSAIC SERVICES, INC.
March 13, 2007 - June 2, 2010
LPL FINANCIAL LLC
September 13, 2004 - July 6, 2005
CHARTER ONE SECURITIES, INC.
December 3, 2003 - September 13, 2004
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/30/2024
General Securities Representative ExaminationSeries 6TO
Date: 4/30/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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