Arnold M. Strength
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnold Mark Strength, who also goes by Mark Strength, was a registered financial professional .
Arnold is a previously registered financial professional and started their career in finance in 2003. Arnold had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2021 - August 23, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 6, 2021 - August 22, 2023
FIDELITY BROKERAGE SERVICES LLC
May 19, 2015 - November 5, 2020
WELLS FARGO CLEARING SERVICES, LLC
April 24, 2015 - November 5, 2020
WELLS FARGO CLEARING SERVICES, LLC
August 1, 2012 - February 23, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 21, 2012 - February 23, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 14, 2003 - June 7, 2006
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
