Daniel R. Zawidowski

JACOBSON & SCHMITT ADVISORS

Middleton, WI 53562

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CRD#: 4634273

Professional summary

Daniel Richard Zawidowski II, who also goes by Dan Richard Zawidowski II, is a registered financial advisor currently at JACOBSON & SCHMITT ADVISORS, LLC located in Middleton, Wisconsin.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Daniel has worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 6 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Richard Zawidowski Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Richard Zawidowski II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2021 - Present

JACOBSON & SCHMITT ADVISORS, LLC

Office #1: 8333 Greenway Blvd Suite 330, Middleton, WI 53562

RIA

CRD#: 140431

Middleton, WI

Past

April 12, 2016 - August 13, 2021

BROADVIEW FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 143550

WAUWATOSA, WI

Past

March 26, 2014 - April 18, 2016

BARRINGTON STRATEGIC WEALTH MANAGEMENT GROUP LLC

RIA

CRD#: 149472

CHICAGO, IL

Past

March 18, 2004 - April 30, 2013

SF INVESTMENTS, INC.

CRD#: 6564

HIGHLAND PARK, IL

Past

March 10, 2003 - December 12, 2003

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JACOBSON & SCHMITT ADVISORS, LLC

CRD#: 140431 / SEC#: 801-66735

RIA

Registered Investment Advisory firm - (5/25/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(7/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 3/14/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/17/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/7/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/24/2005

Registered Options Principal Examination

Current Firm

JACOBSON & SCHMITT ADVISORS, LLC

CRD#: 140431 / SEC#: 801-66735

RIA

Registered Investment Advisory firm - (5/25/2006 Approved)

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Contact information

Main Address

8333 Greenway Blvd Suite 330, Middleton, WI 53562

Mailing Address

Phone number

(608) 662-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JACOBSON & SCHMITT DISCLOSURE BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	1,149
AUM (Assets Under Management)	$ 589,962,622

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel R. Zawidowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Richard Zawidowski II's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROADVIEW FINANCIAL MANAGEMENT, LLC

BARRINGTON STRATEGIC WEALTH MANAGEMENT GROUP LLC

SF INVESTMENTS, INC.

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

JACOBSON & SCHMITT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2014

Series 63

Date: 6/9/2003

Series 55

Date: 3/14/2006

Series 7

Date: 3/17/2004

Series 6

Date: 3/7/2003

Series 4

Date: 10/24/2005

Current Firm

JACOBSON & SCHMITT ADVISORS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JACOBSON & SCHMITT ADVISORS, LLC

TRUST BUT VERIFY

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