ER
Ernest D. Renner
ALLPOINT FINANCIAL GROUP
Petaluma, CA 94954
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CRD#: 4634264
ER
Professional summary
Ernest Darren Renner is a registered financial advisor currently at ALLPOINT FINANCIAL GROUP located in Petaluma, California and LPL FINANCIAL LLC located in Petaluma, California.
Ernest is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Ernest has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/07/2012: Hey Buddy Software - NOT INV REL - At Reported Business Location(s) - Business Owner - Time Spent 5% - Create and manage software for moblie apps. It is a game for iphone apps. No raising of capital. 2. 5/17/2018 - Exclusive Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 05/15/2018 - 15 Hours Per Month/15 Hours During Securities Trading. 3. 10/29/2021 - AllPoint Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2021 - 100 Hours Per Month/100 Hours During Securities Trading. 4. 11/3/2021 - AllPoint Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/01/2021 - 100 Hours Per Month During Securities Trading - Time Spent 63% - I provide investment advisory services through AllPoint Financial Group, LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/08/2022 - AllPoint Tax Services - DBA: AllPoint Financial Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 01/01/2022 - 5 Hours Per Month/5 Hours During Securities Trading - Tax Prep.
CRS (Client Relationship Summary) - RIA
Click below to view Ernest Darren Renner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2021 - Present
ALLPOINT FINANCIAL GROUP
Office #1: 765 Baywood Drive Suite 147, Petaluma, CA 94954Office #2: 665 N. State Street Suite E, Ukiah, CA 95482RIA
CRD#: 301028
Petaluma, CA
Current
April 13, 2012 - Present
LPL FINANCIAL LLC
Office #1: 765 Baywood Dr., Ste 147, Petaluma, CA 94954Office #2: 665 N State St, Ste E, Ukiah, CA 95482-4298Office #3: 50 Courthouse Square, Ste. 410, Santa Rosa, CA 95404RIA
BD
CRD#: 6413
Petaluma, CA
Past
January 16, 2019 - December 9, 2023
SLR FINANCIAL
RIA
CRD#: 167652
SANTA ROSA, CA
Past
August 8, 2013 - December 31, 2018
SLR FINANCIAL
RIA
CRD#: 167652
NOVATO, CA
Past
April 13, 2012 - November 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
SANTA ROSA, CA
Past
May 2, 2009 - April 17, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
SANTA ROSA, CA
Past
May 2, 2009 - April 17, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
SANTA ROSA, CA
Past
June 12, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
RIA
CRD#: 599
CLOVERDALE, CA
Past
February 27, 2003 - May 2, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
CLOVERDALE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/2/2023)
RR
California(4/13/2012)
IAR
California(3/3/2021)
RR
Colorado(2/12/2015)
RR
Delaware(1/12/2016)
RR
Florida(4/13/2012)
RR
Georgia(8/19/2019)
RR
Hawaii(10/12/2012)
RR
Idaho(12/15/2023)
RR
Illinois(4/13/2012)
RR
Nevada(12/9/2019)
RR
New York(10/16/2018)
RR
North Carolina(8/1/2019)
RR
Ohio(9/15/2020)
RR
Oklahoma(7/25/2016)
RR
Oregon(4/13/2012)
RR
Texas(4/14/2022)
RR
Washington(10/29/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLPOINT FINANCIAL GROUP
ALLPOINT FINANCIAL GROUP | ALLPOINT TAX SERVICES | ALLPOINT FINANCIAL GROUP LLC
CRD#: 301028 / SEC#:
California
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Contact information
Main Address
765 Baywood Drive Suite 147, Petaluma, CA 94954
Mailing Address
Phone number
(707) 303-7000
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 646 |
| AUM (Assets Under Management) | $ 84,100,389 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLPOINT FINANCIAL GROUP
CRD#: 301028Petaluma, CA 94954TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
