Emily Herrmann
Professional summary
Emily Herrmann, who also goes by Emily Ann De Wolf, Emily Ann Herrmann, Emily Ann De Wolf, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Westlake Village, California.
Emily is registered as a RR (Registered Representative) and started their career in finance in 2003. Emily has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Emily Herrmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2022 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 31051 Agoura Rd., Westlake Village, CA 91361December 8, 2010 - October 18, 2021
EVERLAKE DISTRIBUTORS, LLC
August 14, 2006 - May 4, 2009
EVERLAKE DISTRIBUTORS, LLC
June 14, 2005 - August 24, 2006
FIFTH THIRD SECURITIES, INC.
October 12, 2004 - August 24, 2006
FIFTH THIRD SECURITIES, INC.
October 7, 2003 - July 9, 2004
NATCITY INVESTMENTS, INC.
September 2, 2003 - July 9, 2004
NATCITY INVESTMENTS, INC.
March 10, 2003 - June 24, 2003
OGILVIE SECURITY ADVISORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2022)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Westlake Village, CA 91361TRUST BUT VERIFY
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