Thomas R. Emmerling

DOPKINS WEALTH MANAGEMENT

Williamsville, NY 14221

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CRD#: 4634251

Professional summary

Thomas Raymond Emmerling is a registered financial advisor currently at DOPKINS WEALTH MANAGEMENT, LLC located in Williamsville, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Thomas has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

200 International Drive, LLC; Address: 200 International Drive, Buffalo, NY 14221; Non-investment related; Nature of Business: LLC set up for the sole purpose of receiving rent for Dopkins & Company; Position Held: Owner; September 2021 - Present; Real Estate Investments. Devotes 1-5 hours per month, 0 of which are during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Raymond Emmerling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2021 - Present

DOPKINS WEALTH MANAGEMENT, LLC

Office #1: 200 International Drive, Williamsville, NY 14221

RIA

CRD#: 124209

Williamsville, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOPKINS WEALTH MANAGEMENT, LLC

CRD#: 124209 / SEC#: 801-61818

RIA

Registered Investment Advisory firm - (3/14/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

DOPKINS WEALTH MANAGEMENT, LLC

CRD#: 124209 / SEC#: 801-61818

RIA

Registered Investment Advisory firm - (3/14/2003 Approved)

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Contact information

Main Address

200 International Drive, Williamsville, NY 14221

Mailing Address

Phone number

(716) 634-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOPKINS WEALTH FORM ADV PART 2A (4/4/2025)

Regulatory assets under management

Total Number of Accounts	741
AUM (Assets Under Management)	$ 645,557,984

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas R. Emmerling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Raymond Emmerling's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOPKINS WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

DOPKINS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

DOPKINS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOPKINS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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