JL
James A. Lepere
JAMES I. BLACK & COMPANY
Lakeland, FL 33801
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CRD#: 4634137
JL
Professional summary
James Arthur Lepere is a registered financial professional currently at JAMES I. BLACK & COMPANY located in Lakeland, Florida.
James is registered as a RR (Registered Representative) and started their career in finance in 2003. James has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Arthur Lepere's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2004 - Present
JAMES I. BLACK & COMPANY
Office #1: 311 South Florida Avenue, Lakeland, FL 33801Office #2: 311 South Florida Avenue, Lakeland, FL 33801RIA
BD
CRD#: 1249
Lakeland, FL
Past
April 16, 2003 - September 1, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JAMES I. BLACK & COMPANY
JAMES I. BLACK & COMPANY
CRD#: 1249 / SEC#: 801-118955, 8-12077
RIA
Registered Investment Advisory firm - SEC (7/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/13/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JAMES I. BLACK & COMPANY
JAMES I. BLACK & COMPANY
CRD#: 1249 / SEC#: 801-118955, 8-12077
RIA
Registered Investment Advisory firm - SEC (7/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
311 South Florida Avenue, Lakeland, FL 33801
Mailing Address
P.o. Box 24838, Lakeland, FL 33802
Phone number
(863) 686-4163
Established
Florida since 08/10/1964
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
10
SEC notice filing (1 States and Territories)
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK, GERALD LEROY | PRESIDENT AND DIRECTOR | 811414 |
| BLACK, JAMES ISSAC III | OWNER | |
| CHARLES, REBECCA B | OWNER | |
| LYONS, DORIS BLACK | TREASURER | |
| BLACK, JENNIFER LEIGH | OWNER | 6400578 |
| BLACK, KATHARINE ANN | OWNER | 6400616 |
| BLACK, STEPHANIE MARIE | OWNER | 6395469 |
| DEAN, JEFFREY MILLER | DIRECTOR | |
| STEADMAN, NATASHA LYNN | CHIEF COMPLIANCE OFFICER | 5161387 |
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 142,580,974 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JAMES I. BLACK & COMPANY
CRD#: 1249Lakeland, FL 33801TRUST BUT VERIFY
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