Geoffrey S. Lasda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Scott Lasda, who also goes by Geoff Lasda, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 2003. Geoffrey had worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2012 - July 25, 2013
BERMAN CAPITAL ADVISORS, LLC
March 9, 2007 - October 22, 2010
CREDIT SUISSE SECURITIES (USA) LLC
March 2, 2007 - October 22, 2010
CREDIT SUISSE SECURITIES (USA) LLC
November 30, 2004 - February 26, 2007
FSC SECURITIES CORPORATION
May 21, 2003 - June 7, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
May 13, 2003 - June 7, 2004
IDS LIFE INSURANCE COMPANY
May 13, 2003 - June 7, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BERMAN CAPITAL ADVISORS, LLC
CRD#: 155419 / SEC#: 801-71925
Contact information
Documents
Red Flags
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