Juan R. Montermoso
Professional summary
Juan Ramos Montermoso was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Juan is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Juan had worked at 3 firms, which includes METIS WEALTH ADVISORS LLC, LPL FINANCIAL LLC, CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2010 - December 31, 2010
METIS WEALTH ADVISORS LLC
January 19, 2007 - August 4, 2010
LPL FINANCIAL LLC
January 19, 2007 - August 4, 2010
LPL FINANCIAL LLC
August 1, 2003 - February 1, 2007
CITIGROUP GLOBAL MARKETS INC.
March 21, 2003 - February 1, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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