Joseph J. Kosinski
Professional summary
Joseph John Kosinski, CFP®, ChFC® is a registered financial advisor currently at EAST END FINANCIAL GROUP, INC. located in Riverhead, New York and OSAIC WEALTH, INC. located in Scottsdale, Arizona.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 10 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph John Kosinski's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph John Kosinski's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
August 16, 2017 - Present
EAST END FINANCIAL GROUP, INC.
Office #1: 318 Roanoke Ave, Riverhead, NY 11901October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255Office #2: 318 Roanoke Avenue, Riverhead, NY 11901October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255Office #2: 318 Roanoke Avenue, Riverhead, NY 11901January 12, 2018 - October 11, 2024
AMERICAN PORTFOLIOS ADVISORS, INC
September 6, 2005 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
December 15, 2004 - July 29, 2005
MANULIFE INVESTMENT MANAGEMENT (US) LLC
December 15, 2004 - July 29, 2005
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
July 7, 2004 - July 29, 2005
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
October 27, 2003 - June 21, 2004
WELLS FARGO CLEARING SERVICES, LLC
April 21, 2003 - May 3, 2003
IDS LIFE INSURANCE COMPANY
April 21, 2003 - May 3, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
