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AJ

Andrew L. Jones

KPMG CORPORATE FINANCE LLC
Chicago, IL 60601-6436
Some features on this profile are disabled
CRD#: 4633281
AJ

Professional summary

Andrew Luten Jones, who also goes by Drew Jones, is a registered financial professional currently at KPMG CORPORATE FINANCE LLC located in Chicago, Illinois.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2003. Andrew has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 87, Series 86, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Drew Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Luten Jones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2025 - Present

KPMG CORPORATE FINANCE LLC

Office #1: 200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
BD
CRD#: 103973
Chicago, IL
Past

June 29, 2018 - April 15, 2025

STEPHENS

RIA
CRD#: 3496
LITTLE ROCK, AR
Past

November 9, 2007 - April 15, 2025

STEPHENS

BD
CRD#: 3496
LITTLE ROCK, AR
Past

December 13, 2005 - October 16, 2007

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
NASHVILLE, TN
Past

February 25, 2003 - June 8, 2004

AMSOUTH INVESTMENT SERVICES, INC.

BD
CRD#: 15692
BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/13/2025)
RR
Arkansas
(5/13/2025)
RR
California
(5/13/2025)
RR
Colorado
(5/13/2025)
RR
Connecticut
(5/13/2025)
RR
Delaware
(5/13/2025)
RR
District of Columbia
(5/13/2025)
RR
Florida
(5/13/2025)
RR
Georgia
(5/13/2025)
RR
Illinois
(5/13/2025)
RR
Indiana
(5/13/2025)
RR
Iowa
(5/13/2025)
RR
Kentucky
(5/13/2025)
RR
Louisiana
(5/13/2025)
RR
Maryland
(5/13/2025)
RR
Massachusetts
(5/13/2025)
RR
Michigan
(5/13/2025)
RR
Minnesota
(5/13/2025)
RR
Mississippi
(5/13/2025)
RR
Missouri
(5/13/2025)
RR
Nevada
(5/13/2025)
RR
New Jersey
(5/13/2025)
RR
New York
(5/13/2025)
RR
North Carolina
(5/13/2025)
RR
Ohio
(5/14/2025)
RR
Oregon
(5/13/2025)
RR
Pennsylvania
(5/13/2025)
RR
Rhode Island
(5/13/2025)
RR
Tennessee
(5/13/2025)
RR
Texas
(5/13/2025)
RR
Vermont
(5/13/2025)
RR
Virginia
(5/13/2025)
RR
Washington
(5/13/2025)
RR
West Virginia
(5/13/2025)
RR
Wisconsin
(5/13/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/22/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/22/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/4/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 1/13/2006
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 12/29/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 10/28/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/21/2003
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/28/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KPMG CORPORATE FINANCE LLC
KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC

CRD#: 103973 / SEC#: , 8-52462

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Mailing Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Phone number
(312) 665-3100
Established
Delaware since 02/08/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KPMG LLPOWNER
BROKMEIER, REBECCA EWINGPRESIDENT4704333
IZAGUIRRE, ALFREDOCHIEF COMPLIANCE OFFICER2055065
OZTAN, EROL MURATFINOP, PRINCIPAL FINANCIAL OFFICER5493662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KPMG CORPORATE FINANCE LLC

CRD#: 103973Chicago, IL 60601-6436

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